HomeMy WebLinkAboutCDBG 2003 Grant Funds SUBRECIPIENT AE '1 F
EMENT FOR 2003 CDBG GRANUNDS BETWEEN
THE COUNTY OF SAN LUIS OBISPO AND THE CITY OF ATASCADERO
THIS AGREEMENT is made and entered into this� O day of,J�4urtf2003,by and
between the County of San Luis Obispo,a political subdivision of the State of Caa,hereinafter
called "Recipient" and the City of Atascadero, a municipal corporation of the State of California,
located in the County of San Luis Obispo, hereinafter called "Subrecipient";jointly referred to as
"Parties."
WITNESSETH
WHEREAS,on July 15,2002,the Recipient and the Subrecipient entered into a Cooperative
Agreement to implement the Housing and Community Development Act of 1974,herein called the
"Act."Said Act is omnibus legislation relating to federal involvement in a wide range ofhousing,,and
community development activities and is administered by the federal Department of Housing and
Urban Development (herein "HUD"); and
WHEREAS, the Parties' participation in the programs funded by the Act is pursuant to
compliance with all applicable federal laws, regulations and executive orders; and
WHEREAS, according to federal regulations 24 CFR - 570.503, before disbursing any
Community Development Block Grant(CDBG) funds to a Subrecipient, a written agreement shall
be signed by the Recipient and Subrecipient; and
WHEREAS,the Agreement shall remain in effect throughout the implementation ofproj ects
specified in the 2003 CDBG Consolidated Plan and any amendments thereto.
NOW THEREFORE,pursuant to the provisions of Title 24, Chapter V, of the Code
of Federal Regulations, the Parties agree as follows:
1. Federal Regulations
All references in this Agreement to federal regulations refer to numbered section of the current
edition of Title 24, Chapter V, of the Code of Federal Regulations.
2. Statement of work- Section 570.503
The following statement of work provides information for the Recipient to effectively monitor
performance of all projects being completed under this Agreement. The Program Year 2003 Action
Plan includes a prof ect description and a budget for each proj ect funded wholly,or in part,by CDBG
funds. The Subrecipient may request modification of the tasks, schedule or budget in writing to the
Recipient. The Recipient shall review each request to modify tasks, schedule or budget on a case
by case basis and will respond to the Subrecipient within 30 days of the request. The projects listed
below shall be implemented by the Subrecipient. For a concise description of each project ;..e.,
project location, project scale, and clientele to be served)please refer to the Urban County of San
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COMM UNITYDEVELOPMENT BLOCK GRANT,2003 PROGRAM SUBRECIPIENT AGREEMENT
CITY OFATASCADERO PAGE 2
Luis Obispo's 2003 Consolidated Plan, specifically the Appendix entitled "U.S. Department of
Housing and &Urban Development/CPD Consolidated Plan/Listing of Proposed Projects."
Forty Wonderful Program by EOC $ 2,000 July 1, 2003 June 30,2004
Senior Health Screening by EOC $ 4,000 July 1,2003 June 30, 2004
Teen Parenting Program by EOC $ 3,600 July 1, 2003 June 30,2004
Literacy Council $ 2,500 July 1, 2003 June 30,2004
Big Brothers/Big Sisters Mentoring Program $ 3,000 July 1, 2003 June 30, 2004
Motel Voucher Program and Supplies by ECHO $ 11,500 July 1, 2003 June 30,2004
Youth Activity Scholarships by the Atascadero $ 7,500 July 1, 2003 June 30, 2004
Community Services
Code Enforcement $ 85,000 July 1, 2003 December 31,2004
Paint the North County Women's Shelter $ 3,400 July 1, 2003 June 30,2004
Bathroom renovations at the North County Women's $ 3,000 July 1, 2003 December 31,2004
Shelter
Installation of elevator Youth Center-ADA $ 35,000 July 1, 2003 December 31,2004
improvement
Wheelchair ramps and lighted crosswalks $ 25,981 July 1, 2003 December 31, 2004
Cuesta College Small Business Development Center $ 3,000 July 1,2003 June 30, 2004
Administration by City of Atascadero $ 42,174 July 1,2003 December 31, 2004
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3. Records
Federal regulation 570.503(b)(2) requires that this Agreement set forth the required records and
record keeping responsibilities that the Subrecipient assumes upon receiving CDBG funds. All
records and record keeping activities required of the Recipient by section 570.506 of the federal
regulations shall be created and maintained by the Subrecipient and shall be, on the request of
Recipient, submitted to the Recipient. To effectively monitor projects for compliance with CDBG
regulations, all records must be available for review, or maybe required for submittal to the
Recipient.
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COMMUNITY DEVELOPMENT BLOCK GRANT,2003 PROGRAM SUBRECIPIENTAGREEMENT
CITY OFATASCADERO PAGE 3
4. Reports
All reports required by federal regulations 570.507 shall be prepared and maintained by the
Subrecipient. The following reports shall be maintained and/or submitted by the Subrecipient to the
Recipient:
A. The Subrecipient shall submit an annual performance and evaluation report no later than 30
days after the completion of the most recent program year showing the status of all activities
as of the end of the program year. The purpose of the performance and evaluation report is
to assist the Recipient in complying with its reporting obligations under 24 Code of Federal
Regulations section 570.507(a) and under 24 Code of Federal Regulations Part 91. The
Recipient shall specify the content and format of this report.
B. Quarterly progress reports shall be submitted by the Subrecipient to the Recipient on, or
before, the fifteenth day following the quarter end. The quarterly report shall include a
description of the approved activities completed, any problems encountered and corrective
actions taken.
C. As t o C DBG f unds c overed b y t he A greement, t he S ubrecipient a grees to p rovide t he
Recipient access to its accounting records and documents and to provide non financial
assistance needed by Recipient in the performance of its monitoring function.
D. Subrecipients who receive at least $300,000 of CDBG funds will contract witl an
independent certified public account to conduct a financial audit of their whole organization
and will include an audit with a separate report of the projects funded by CDBG funds in
accordance with federal OMB Circular A-133, also otherwise known as the single audit.
E. Copies of any audited financial reports and the single audit report will be provided to the
Recipient.
F. The Subrecipient will require any of its non-profit Subrecipients that receive at least
$300,000 of CDBG funds to procure an audit of their financial records in accordance with
federal OMB circular A-133.
G. Other reports and information may be required as determined necessary by HUD to carry out
its responsibilities under the Act or other applicable laws.The Subrecipient agrees to provide
any HUD required reports.
COMMUNITY DEVELOPMENT BLOCK GRANT,2003 PROGRAM SUBRECIPIENT AGREEMENT
CITY OFATASCADERO PAGE 4
5. Payments
Subrecipient may request payments twice monthly. The information required by HUD for cash
disbursements shall be provided by the Subrecipient to request payment from the Recipient. The
Recipient shall review payment claims for compliance with the statement of work and the other
provisions of this Agreement. All payment of claims are subject to the availability of funds to the
Recipient from HUD. If claims are approved, the Recipient shall make payment to Subrecipient
according to the following schedule:
A. If a Subrecipient submits a cash request on or before the tenth of the month,payment shall
be made by the Recipient to the Subrecipient by the twentieth of the month.
B. If a Subrecipient submits a cash request on or before the twentieth of the month, payment
shall be made by the Recipient to the Subrecipient by the thirtieth of the month.
6. Program income- Section 570.504
A. The Subrecipient shall notify the Recipient on a quarterly basis of any income generated by
the expenditure of CDBG funds and received by the Subrecipient. Such income may be
retained by the Subrecipient subject to the provisions of the Cooperative Agreement,the Act,
and its regulations. Any program income retained must only be used for eligible activities
in accordance with all CDBG requirements.
B. Instead of the Recipient, it shall be the Subrecipient's responsibility to manage and use the
program income in compliance with the standards and requirements set forth in section
570.504(a) &(b)(1)through(b)(3). The transfer of CDBG funds from the Recipient to the
Subrecipient shall be adjusted to reflect any program income in accordance with the
principles set forth in section 570.504(b)(2)(i) and(ii). In addition, all of the provisions of
this Agreement(between the Recipient and the Subrecipient)shall apply to the management
and use of the program income.
C. Recipient shall monitor the use of any program income,requiring appropriate record keeping
and reporting by the Subrecipient as may be needed for this purpose,and shall report the use
of such program income to HUD. In the event of close-out as defined in section 570.509 of
the federal regulations or change of status of the Subrecipient, (i.e., from Subrecipient to
entitlement), all program income on hand or received by the Subrecipient subsequent to the
close-out or change of status shall be paid to the Recipient.
COMMUNITY DEVELOPMENT BLOCK GRANT,2003 PROGRAM SUBRECIPIENT AGREEMENT
CITY OFATASCADERO PAGE 5
D. Any program income on hand when the Agreement expires, or received after the
Agreement's expiration,shall be paid to the Recipient as required by section 570.503(b)(8).
7. Uniform Administrative Requirements
The S ubrecipient s hall c omply w ith a 11 s ections o f t he Uniform A dministrative R equirements
described in 24 Code of Federal Regulation section 570.502 subdivision (2).
8. Other program requirements
The Subrecipient shall carry out each activity in compliance with all federal laws and regulations
described in subpart K of the CDBG federal regulations, except that Subrecipient does not assume
the Recipient's environmental responsibility described in federal regulations section 570.604; and
Subrecipient does not assume Recipient's responsibility for initiating the review process under the
provisions of 24 CFR part 52 per federal regulation 570.503(5)(ii). Subrecipient shall assist
Recipient in conducting environmental reviews for activities identified in Paragraph two of this
agreement.The Subrecipient is responsible for spending all funds in compliance with all applicable
regulations, laws and executive orders, and warrants it will do so. In the event that the Subrecipient
violates any such regulations, laws and/or executive orders, and such violation(s) result in the
Recipient incurring expenses and/or making payments to HUD attributable to some or all of the
funds received by Subrecipient, then the Subrecipient shall pay to Recipient, on the demand of
Recipient,all of the said expenses incurred by Recipient and all of the payments made by Recipient
as a result of Subrecipient's said violation(s).
9. Suspension and Termination
In accordance with 24 CFR 85.43, suspension or termination may occur if Subrecipient materially
fails to comply with any term of the award, and the award may be terminated for convenience in
accordance with 24 CFR 85.44.
10. Reversion of assets - Section 570.503 (b)(8)
All transfers of assets are subject to the provisions of the Cooperative Agreement. Upon the
expiration of this Agreement, the Subrecipient shall transfer to the Recipient any CDBG funds on
hand at the time of expiration and any accounts receivable attributable to the use of CDBG finds.
Any real property under Subrecipient's control that was acquired or improved in whole or in part
with CDBG funds in excess of$25,000(whether in the form of a grant or loan)must be used to meet
one o f t he n ational o bj ectives i n f ederal r egulations s ection 5 70.208 until five y ears a fter t he
expiration of this Agreement.If Subrecipient chooses not to use the real property to meet one of the
national objectives for five years then Subrecipient shall pay Recipient upon expiration of this
COMMUNITY DEVELOPMENT BLOCK GRANT,2003 PROGRAM SUBRECIPIENTAGREEMENT
CITY OFATASCADERO PATE 6
Agreement an amount equal to the current market value of the real property less any portion of the
value attributable to expenditures of non-CDBG funds for the acquisition of,or improvement to,the
property.
NOW,THEREFORE,the parties hereto have caused this Subrecipient agreement to be executed
and attested by their proper officer thereunder duly authorized,and their official seals to be hereunto
affixed, all as of the day first above written.
APPROVED AS TO FORM AND CONTENT:
CITY OF ATASCADERO, ROY A. HANLEY
CITY ATTORNEY
BY:
,.
City 9orney
DATED: 7--C) 1-0
'�
City of Atascadero
BY:
Wade G. McKinney, City Mana er
ATTEST:
Marcia M. Torger�bn, City Cl6k Date
COUNTY OF SAN LUIS OBISPO
BY:
Victor Holanda, AICP Date
Director of Planning and Building
COMMUNITY DEVELOPMENT BLOCK GRANT,2003 PROGRAM SUBRECIPIENTAGREEMENT
CITY OFATASCADERO PAGE 7
APPROVED AS TO FORM AND CONTENT:
COUNTY OF SAN LUIS OBISPO, JAMES B. LINDHOLM, JR.
COUNTY COUNSEL
BY:
Deputy County Counsel
DATED: