HomeMy WebLinkAboutAgenda Packet 09/10/2005 *PUBLIC REVIEW COPY
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,,; ,„ CITY OFATASCADER
1913 ® ' CITY COUNCIL
Mid. Year Strategic Planning
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Workshop
AGENDA
Saturday, September 10, 2005
8:30 A.M. — 3:00 P.M.
[The Council will be served lunch at 12:00 p.m.
Members of the public planning to attend should provide their own lunch.]
Community Room
Pavillion at the Lake
Atascadero, California
ROLL CALL: Mayor Scalise
Mayor Pro Tem O'Malley
Council Member Clay
Council Member Luna
Council Member Pacas
COMMUNITY FORUM: The public is encouraged and welcome to attend this Strategic
Planning Workshop. This is an opportunity for the City Council to discuss, in a less
formal way, the various issues facing the. City. The public's input on the issues before
the Council is very important. There will be an opportunity at the beginning of the
workshop to provide public input.
Welcome and Check in: (Mayor)
❑ How are you doing/feeling?
❑ Any time constraints?
Progress of Council Strategic Initiatives (Dept. Heads) Pint
The City Manager and Department Heads will present a PowerPoint
presentation and discussion on the progress made on the City Council
Strategic Initiatives. The Strategic Initiatives are:
1 . Enhance Public Safety
2. Improve the City's Financial Condition
3. Construct the Youth/Community Center
4. Continue the Emphasis on Road Maintenance
5. Repair the Historic City Hall Building
Affordable/Workforce Housing Program (Com. Dev. Dir.)
This section will include a discussion of the City's Inclusionary Housing
Program. Implementation of the program has revealed challenges which
impact the viability of the units. The discussion may include topics such as
the deed restrictions, financing and optional inclusionary housing methods.
Condominium Conversions (Com. Dev. Dir.)
This section will include a discussion of the impact of condo conversions on
the rental and affordable housing market, General Plan policies and the
City's position relative to potential conversions.
Emergency and Fire Options for High Hazard Buildings and Buildings
Over Three Stories (Fire Chief)
This section will include a discussion of the options to deal with the
emergency response to current and proposed multi story and special
occupancy structures. The discussion may include concepts such as
mutual aid with the City of Paso Robles, additional fire equipment, building
restrictions, and other methods to enhance public safety.
Colony Roads (City Attorney)
This section will include an overview of the history of the Colony Roads; the
deed restriction; public vs. private roads; the offer of dedication by Wells
Fargo Bank, and Wells Fargo Bank's Petition to Terminate the Trust. The
discussion may include Acceptance/Rejection of the Offer of Dedication,
Acceptance/Rejection of Maintenance of Colony Roads, and Liability for
Injuries/Accidents on Colony Roads
Wrap up
Adjournment
2
"r�■,�r- a ■i ��
Atascadero City Council
Study Session Community Development Department
Inclusionary Housing Policy Options
ISSUE:
The City's inclusionary affordable housing requirement to provide affordable units for
30-years is becoming more controversial as more units and projects move toward
construction. Due to the long term nature of this requirement and number of pending
units, the Council should reaffirm its current policy or adopt a revised policy.
BACKGROUND:
in June 2005, staff presented the Council with options to modify the City's inclusionary
housing program (refer to Attachment 1). The primary option presented to the Council
was a program to allow moderate income, single-family units to be converted to market
rate units if the seller paid the City back the original affordable subsidy. Those funds
could be pooled and used to build higher density low and very low income units. During
deliberations, the Council expressed concern about the loss of long term affordable
housing units if the units were allowed to convert to market rate prior to the end of the
30-year term. The Council referred the item back to staff to investigate further options.
OPTIONS:
Staff has conducted additional research on this item and met with the staff of other
housing agencies. Staff has identified four general approaches that could be
reasonably implemented under the existing inclusionary program.
Option 1: Keep existing 30 year program and deed restriction
This option would continue the existing program with no changes.
Option 2: Keep existing 30 year program with modified deed restriction
•
This option would continue to -require the units to remain affordable for 30 years, but
• would utilize a new deed restriction. The new deed restriction would be based on a
template that has been developed by the Housing Trust Fund. This new deed
restriction would meet Fannie Mae lending guidelines and provide better notification
and protections to the buyers. It would include a provision to convert the units to
market rate in case of foreclosure.
Option 3: Silent Second plus Equity Sharing Program with Sliding Scale
This option includes a sliding scale equity sharing agreement on top of a silent second.
This program would allow the affordable units to convert to market rate prior to the end
of the 30 year period. However, the City would hold a silent second that would repay
the City for the original affordable subsidy amount. In addition, there would be an
equity sharing requirement with a sliding scale that would entitle the City to a share of
any equity gained in the unit. The equity sharing agreement would include a sliding
scale that would decrease the percentage of the City's share over time. The
percentages could be established to encourage the buyer to stay in the unit for a longer
period of time. For example, the City's equity share could start at 90% and then
decrease 10% a year. Therefore, a buyer would have an incentive to keep the unit for
0
ten ears in order to realize 100/o of their equity. If the units sold earlier the Cit would
YY
end u with additional affordable housing revenues. The Council has full control on
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how to set the sliding scale.
•
Option 4: Silent Second Program
P 9
This option was discussed during the June stud session and is outlined in the attached
p g Y
staff report. This option would allow units to convert to market rate once the original
subsidy was paid back to the City. The primary difference between option 3 is the lack
of incentives for the original buyer to keep the unit for a longer period of time.
The following chart outlines the benefits and drawbacks of each option.
• PROGRAM OPTIONS DRAWBACKS BENEFITS
1. Keep existing 30 year Current 30 year deed restriction • Provides for 30-year protection of housing
program and deed lacks any escape clauses for units.
restriction foreclosures. • Already in use for the past year.
• Buyer notification and disclosure of
program requirements is limited.
• Program has limited appeal to
moderate income buyers.
• Owner's ability to gain equity is
extremely limited.
• No protection of seller if qualifying
buyers cannot be found
• Lending institutions may not fund
loans.
2. Keep existing 30 year • Program has limited appeal to • Provides for 30-year protection of housing
program with moderate income buyers. units.
modified deed . Owner's ability to gain equity is • Revised 30 year deed restriction would
restriction extremely limited. include escape clauses for foreclosures.
• Provisions to protect seller if qualifying
buyers cannot be found
• Improved buyer notification and
disclosure of program requirements.
• Would meet Fannie Mae lending
guidelines.
3. Silent Second with • Would allow affordable units to • Would provide incentives for the owner to
Equity Sharing convert to market rate prior to the stay in the unit for as long as possible.
Program with Sliding end of the 30 year agreement. • Would provide the maximum affordable
Scale • Substantially more complex housing revenue potential to the City.
administration and tracking • Would be more attractive to moderate
requirements for staff. income buyers.
• Provisions to protect seller if qualifying
buyers cannot be found
• Improved buyer notification and
disclosure of program requirements.
• Would meet Fannie Mae lending
guidelines.
4. Silent Second • Would allow affordable units to • Would provide the affordable housing
Program convert to market rate prior to the revenue potential to the City.
end of the 30 year agreement. • Would be more attractive to moderate
• Substantially more complex income buyers.
administration and tracking • Provisions to protect seller if qualifying
requirements for staff. buyers cannot be found
• Improved buyer notification and
disclosure of program requirements.
• • Would meet Fannie Mae lending
guidelines.
Attachment 1
• June 2005 Council Staff Report
Atascadero City Council
Study Session — Community Development Department
Inclusionary Housing Policy
Discussion of Program Options
BACKGROUND:
Two years ago, on June 24, 2003, the City adopted an inclusionary housing policy that
required all housing project with a zone change or general plan amendment to provide
20% of the units as long term affordable units. That policy was amended in November
2003 to increase the in-lieu fee and clarify some wording (see following page).
One of the key provisions of the policy is section B.5. that requires "all inclusionary units
shall be deed restricted for a period of 30 years". To date, the City has required
approximately 160 affordable units under the inclusionary program all of which are
subject to the 30 year affordability requirement. So far, less than ten affordable units
have been constructed and sold. As an increasing number of inclusionary units move
toward construction, the development community is raising concerns regarding the
financing and resale of these units. Based on what appears to be legitimate concerns,
a staff committee from the Community Development, Finance, Redevelopment and City
Manager's office has been assembled to review the issues.
The staff committee has met with a number of experts in the field of affordable housing
financing, law, construction, public policy and administration. In summary, staff found
the City's existing program is legal and basic. However the program does have
complications with the financing and resale of affordable units that will become
increasingly difficult to administer over the long term.
The purpose of this report is to illustrate a possible modification to the existing
inclusionary program that could address some of these issues. The options raised in
this report are a simplified overview and no formal action can be taken to modify the
program at this point. If the Council chooses to make modification to the program, staff
will need to begin a formal process of amending the housing program.
•
City of Atascadero
rInterim Inclusionary Housing Policy
Adopted by City Council June 24, 2003
Amended by City Council November 25, 2003
INCLUSIONARY SECTION INTERIM POLICY
A. Project Requirements 1. All residential projects that require legislative approval are subject to the
inclusionary requirement as follows:
o Projects of 1-10 units:pay in-lieu fee or build units.
o Projects of 11 or more units must build units or receive a Council
approval to pay in-lieu fees.
B. Percent Affordable 1. The percentage of units within a project that must be affordable shall be
20%.
2. The distribution of affordable units in single family land use areas shall be
as follows:
o 100%Moderate
3. The distribution of affordable units in multi-family and mixed use
commercial land use areas shall be as follows:
0 20%Very Low Income
0 37%Low Income
0 43%Moderate
4. In-lieu fees shall be collected for all fractional units up to 0.499 units,
fractional units of 0.50 and greater shall be counted as 1.0 units.
5. All inclusionary units shall be deed restricted fora period of 30 years.
C. Exceptions 1. Projects that do not require a legislative approval from the City shall.not be
subject in the interim policy.
2. Projects that qualify for the State density bonus are exempt form additional
inclusionary housing requirements.
3. Second units are exempt from the inclusionary requirement.
D. Affordable Housing Standards 1. The exterior design and quality standards for affordable units shall be
comparable to those of market rate units. Affordable units may be of a
smaller size and utilize less expensive interior finishes.
2. Affordable units shall be distributed throughout a project site and not
concentrated in one location.
3. Inclusions units shall be built concurrent) with market rate units. A
Inclusionary Y
construction timeline shall be approved by the City Council prior to
construction.
E. In-Lieu Fees 1. In-lieu fees for units and fractions of units shall be based on 5.00%of the
construction valuation of the market rate unit.
F. Alternatives 1. The developer may request and the City Council may approve any of the
following alternatives to on-site construction or payment of in-lieu fees for
inclusionary units:
0 Off construction
o Land dedication
o Combinations of construction,fees and land dedications.
G. Incentives 1. As an incentive to provide affordable units,all inclusionary units shall be
treated as density bonus units that are not counted as part of the maximum
density entitlement of a site.
•
ANALYSIS:
• The current housing program treats all inclusionary housing products the same,
requiring the same 30-year deed restriction with no opt out provision. While this one
size fits all approach simplifies the short term administration of the program there are
some negative aspects which include:
➢ Conventional loaning institution may not lend without an foreclosure opt-
out provision in the deed restriction.
➢ Buyers are unable to gain any equity in the value of the house until the
end of the 30-year deed restriction.
➢ The County's affordability sales prices are tied to interest rates, which
means an increase in interest rates will reduce the future sales price of
the unit, leaving the buyer upside down on a housing loan in a market that
is appreciating at a double digit rate.
CURRENT HOUSING PLAN
h.
Private Sector Private Sector
Single Family Residential Multi-Family
Moderate Income Low Income
(est. price $297,000) (est. price $191 ,000)
units to date +/- 100 du's units to date +/- 15 du's
long term 30 year deed restriction long term 30 year deed restriction
Very Low Income
(est. price $125,000)
units to date +/- 40 du's
long term 30 year deed restriction
The staff committee has developed an outline for a modified housing program that is
• illustrated below. The primary difference is that the 30-year deed restriction .on
moderate income units would have an opt out provision tied to a silent second loan held
by the City. If a buyer chose to sell their affordable house at market rate, the City would
be paid on the silent second. The silent second would represent the difference
between the original sales price and the original market value. The seller would be
entitled to any equity gained over the original market value, which is essentially the
same situation a market rate buyer would be in. The City would realize the original
subsidy amount that could be used to build low income housing.
ALTERNATIVE HOUSING PLAN
Money generate from the market 1 ■ it
rate sales of moderate income
units could also be use to fund a
$$$ ■
first time buyer program.
�a+n
NIN :yr
�} m---
Private Sector Private & Public Sector
Single Family Residential Multi-Family
Moderate Income Low Income
(est. price $297,000) (est. price $191 ,000)
units to date +/- 100 du's units to date +/- 15 du's
30 year deed restriction long term 30 year deed restriction
w/e uit sharin exit 12rovision
Very Low Income
$$ (est. price $125,000)
units to date +/- 40 du's
•
long term 30 year deed restriction
Money generate fAom the market
rate sales of moderate income ♦ $
units would be useO to fund or ♦7
• subsidize low and vry low income
public and private projects with 45 ®♦
to 55 year affordable ;tractions.- - �♦
• EQUITY SHARING PROGRAM OVERVIEW
Private Sector
Single Family Residential
Restricted sales price: $300,000
Market Value price: $400,000
Affordability Subsidy: $1009000
➢ Example, a project is conditioned to provide 1 Moderate Income housing unit
➢ Based on the latest County standards the selling maximum price would +/-$300,000
• ➢ The City would record a modified 30-year deed restriction against the property that
would allow the market rate sale of the unit prior to the 30-years subject to the City
retaining the original subsidy amount.
➢ The subsidy amount would be based on a market rate appraisal of the unit at time of
initial sate. (For example if the restricted sale price was $300,000 but the market value
of the unit was $400,000 there would be a $100,000 subsidy value that could be realized
at the time of sale).
➢ The City would hold a "silent second mortgage" against the property for the $100,000
subsidy value.
➢ If the unit were sold at market rate prior to the 30 year affordability requirement the City
would be paid the $100,000.
➢ This $100,000 would be put into an account to be used for constructing or subsidizing
long term low and very low income units.
➢ Currently there are 106 moderate income units required on current projects. Assuming
the average affordability subsidy of $100,000 per unit would provide the City with
potentially$10,000,000 in additional affordable housing funds.
•
• The benefit of the modified program would be to simplify the financing and resale of
moderate income units while also creating a significant new source of funding for low
and moderate income housing projects.
ALTERNATIVE HOUSING PLAN BENEFITS
➢ Would simplify the lending and financing of moderate income units.
➢ Would provide more flexibility for the re-sale of moderate income units.
➢ Would create a significant source of housing funds that could be combined with
RDA set aside funds and in-lieu housing funds to develop high quality long term
low income housing projects.
While there are a number of solid benefits to the modified program there are also a
number of significant administration issues as well. As the City gets more involved in
an elaborate housing program, with potentially millions of dollars of funds, it will be
necessary to devote significantly more staff resources to housing.
ALTERNATIVE HOUSING PLAN ISSUES
➢ Existing 30-year deed restrictions that have been recorded would have to be
amended.
• ➢ Professional legal assistance would be required to assist staff in revising deed
restrictions and setting up silent second mortgage programs.
➢ Moderate income units that are converted to market rate units would have to be
reported to the State annually and would need to be replaced by new units.
➢ Additional staff time and resources would be required in the Community
Development, Redevelopment and Finance Department to administering and
manage the program.
➢ The City would be committed to a permanent and comprehensive housing
program.
➢ Construction and management of public affordable housing is expensive and
time intensive.
•
FISCAL IMPACT:
•
Modification of the housing program would result in the collection of additional fees that
could be used to build affordable housing projects. Management and administration of
additional housing fees will obligate the City to devote staff time and resources to future
affordable housing projects. Staff time and resources to administer affordable housing
programs over the coming decades has not been calculated but should not be assumed
to be insignificant.
ALTERNATIVES:
1. The Council may choose to continue with the existing housing program
with no changes.
2. The Council may choose to direct staff to investigate different housing
options.
•
i9i8 '^ p, 19 e
Atascadero City Council
Study Session Community Development Department
Condominium Conversions Issues
ISSUE:
The City needs to take a clear position on the conversion of existing rental
apartments units to ownership condominium units.
BACKGROUND:
The creation of condominiums is a mapping process allowed under the State
Map Act that allows for the "air space" inside a building to be subdivided. Once
subdivided, these "condos" can be bought and sold as property. The
O condominium conversion process is when an existing apartment building with
multiple rental units is subdivided into separate for sale units.
Over the 1990's, a flat real estate market and construction liability laws drastically
curtailed the market for condominiums. Within the last 18 months, this situation
has reversed and the City is seeing an ever increasing number of condominium
conversion requests. Initially these requests were for small four and five unit
projects and did not appear to be a significant issue. However, over the summer
staff has been contacted by two large apartment complexes that intend to
proceed with condominium conversions.
Staff has reviewed the City's General Plan and determined that the Housing
Element goals and policies require the conservation of City's rental housing
stock.
Goal HOS 3: Ensure that an adequate amount of rental housing
exists.
Policy 3.1: Ensure that the proportion of low and moderate rental housing is not significantly
reduced
•
Staff has advised all recent condominium conversion applicants of this General
• Plan policy issue. The primary concern with converting rental housing to condos,
is the loss of affordable housing stock. While the cost of ownership units has
skyrocketed in the past few years, rents have remained relatively stable. This
situation benefits renters but apartment owners often feel that they are missing
out on maximizing their potential revenue from the property. Consequently,
apartment owners are beginning to realize that condo conversions can be
financially lucrative. Currently the City has about 2,100 multi-family rental units.
Recent staff inquiries indicate that potentially 200 — 300 of the units (10 — 15% of
the inventory) could be converted to condos this year. This stable supply of
rental housing is essential to many service oriented sectors of the local economy.
Staff is concerned that City's subdivision ordinance and zoning ordinance are
neutral on the issue of condominium conversion and should be revised to be
consistent with the General Plan goals.
OPTIONS:
1. The City could leave the zoning and subdivision ordinances as is and
depend solely on the General Plan policy to protect the units.
2. The City could revise the zoning and subdivision ordinances to provide
• protections for, the existing rental unit inventory. This should include a
process to allow for a controlled condo conversion of some units, provided
the overall net number of rental units does not decease.
Atascadero City Council
Study Session - Fire Department
Emergency and Fire Options
for High Hazard Buildings and Buildings Over Three Stories
ISSUE:
Development in Atascadero has begun to move vertically. The Carlton Hotel is three
stories, as is the Colony Square project, and there are two hotels proposed for three
and four stories. Consistent with the City's General Plan and Smart Growth Principles,
compact development integrating mixed uses is encouraged. Given land availability
and price, multiple story development is likely to continue. The Planning Commission
and Council have questioned emergency response to the multiple story projects.
Currently, fire personnel cannot .access heights above 19' which is the reach of a
• standard 24' ground ladder. Emergency evacuation in case of fire depends on fire
sprinklers and good egress systems. The ability to quickly rescue trapped occupants,
gain access, and deal with emergencies, is top departmental priorities.
DISCUSSION:
Atascadero has generally been a "low rise" development community with a few taller
structures including City Hall. Most structures have been developed at two stories or
less. The City's emergency response operations have been tailored to this type of
development. More recently, especially in the downtown, the City, through its General
Plan and Smart Growth Principles, has encouraged multiple story buildings. As these
taller structures are planned and constructed, there becomes more and more concern
with emergency response capabilities.
Staff has developed several options for discussion purposes. Currently the City has an
auto-aid contract with the City of Paso Robles, negotiated between the Fire Chief's, to
provide automatic dispatch of the Paso Robles ladder truck to Atascadero commercial
and multi-family building fires. In return, Atascadero sends a structure engine to all
commercial and multi-family building fires and a wildland engine to all vegetation fires in -
Paso Robles. Atascadero relies on good escape? systems for rescues in multiple story
structures. The Paso Robles ladder truck is great assistance in problem locations
• although response times are longer.
ALTERNATIVES:
• City staff developed alternatives to deal with the multiple story development. The
alternatives include:
1. Develop a district(s) or zone(s) in which multiple story buildings can be
developed.
Pros: development could be limited to flat land with wide roads and generally
superior access providing the best emergency access and fire fighting
capabilities. The development community would clearly understand where
three (or more) story buildings can be located.
• Cons: this would reduce the impact of multiple story buildings on emergency
services but not eliminate it. The public may feel the zone is unfair or overly
restrictive and arbitrary.
2. Seek a formal agreement with the City of Paso Robles for use of the ladder
truck. This could include status quo, a fee per use or a flat annual fee for use.
• Pros: very inexpensive, Paso firefighters would augment City staff and visa
versa.
• Cons: Paso Robles may choose not to participate in an agreement, longer
response times, lack of control, lack of ability to train on specialized
equipment; Paso Robles can withdraw from the current contract with 30 days
notice.
3. -Restrict multistory development.
• Pros: this action would dramatically affect SOC resulting in much less impact
to the fire department as the community grows, postpones the problem,
reduces density
• Cons: this action does not support smart growth principles in the current
General Plan and could impact reinvestment potential downtown.
4. Obtain a ladder truck.
• Pros: greater local control, improved response times, not reliant on a
neighbor, much quicker to deploy, more versatile if placed or spotted early in
an incident, all residents would benefit from this piece of equipment
• Cons: trucks are expensive, require additional training and maintenance,
replacement funds would need to be budgeted
•
KRONICK
MT&GIRARDIEDEMANN
OSKOVITZ
• A PROFESSIONAL CORPORATION
MEMORANDUM
TO: Honorable Members of the City Council FILE NO.: 11335.001
City of Atascadero
CC: Wade McKinney, City Manager
FROM: Patrick L. Enright, City Attorney
Kronick, Moskovitz & Tiedemann& Girard
DATE: September 8, 2005
RE: Colony Roads
In 1914,the community of Atascadero was subdivided and developed by Mr. E.G. Lewis. The
development was done under the name of Atascadero Colony,which involved two corporations
owned by Lewis, Colony Holding Company and Atascadero Estates (hereinafter"the Lewis
• Corporations") The road issue has its roots in the original development of the area. Rather than
dedicate roads for public use, Lewis retained ownership of the roads, giving land purchaser legal
rights to use the rights of way. The deed recorded by Colony Holding Corporation to the original
purchasers of the Colony Lots provides as follows:
The fee of each and all streets,roads, alleys,parks and other places is reserved to
the first party',but the second party2 shall have and is hereby granted a license to
use the said reserved places as private streets or places belonging to the first parry,
and in common with other lot and parcel owners of said"Atascadero,"under rules
and regulations to be adopted by the first party. The sale or conveyance of said
land by the above description, or the fact that a map has been recorded shall not
be deemed or construed as a dedication of any street, alley,road,park, or other
place above mentioned, and the first party reserves the sole and exclusive right to
make public dedication thereof. Upon public dedication being made by the first
party, such dedication shall operate as a conveyance to the second party of the fee
at the center of the street or road upon which the above described land abuts and
1 The first party was the Colony Holding Corporation,which was created by E.G.Lewis for the
Atascadero Colony.
Z The second party would be the actual purchaser of the lot. The initial intention of E.G.Lewis was to
grant a license to every purchaser of the Atascadero lots to use the roads,which remained the ownership
of Colony Holding Company. Colony Holding Company as the owner of the roads,could give"licenses"
• to additional parties, but the intent was to limit the use of the roads primarily to the residents of
Atascadero. Therefore,they are referred to as"private streets."
805809.1
Memo
Page 2
• shall constitute apart of the land hereby granted, subject, however, to said
easements.
Colony Holding Corporation went bankrupt in the 1920's and the deed to the streets, roads,
alleys,parks and other places reserved to Colony Holding under the above provisions,was
transferred to several owners. Eventually, Wells Fargo Bank become the owner of the
properties, and in 1993 made an offer of dedication of a public right-of-way for road purposes
and incidental uses upon all the following property:
Any and all real property in which offeror may have any interest by virtue of this
succession to the rights acquired by Anglo-California Trust Company under the
Blanket Deed and consisting of any portion of any street, road, alley,park or other
place that was excepted or reserved in any Road Reservation in any Prior Deed.
The City of Atascadero prior to this offer of dedication had been negotiating with Wells Fargo
Bank, but the negotiations failed to address the City's concerns. In particular,the City was
demanding that with the transfer of the roads,that Wells Fargo would pay the city a sum of
money.4
The negotiations in the early 90's failed, and Wells Fargo unilaterally made an offer of
dedication. They made the same offer to San Luis Obispo County for those roads located outside
the city limits. The County adopted a Resolution accepting the.offer of dedication on May 17,
1993. The County specifically provided.in the resolution that the public rights of way shall not
become a County Road by virtue of this Resolution. The City never took any action, either
accepting or rejecting the offer of dedication by Wells Fargo Bank.
On June 21, 2005, Wells Fargo Bank filed a petition in San Luis Obispo County Superior Court
to terminate the trust. The next hearing on the matter is scheduled for November 1, 2005.
Numerous property owners who lived adjacent to these roads take the position that the roads are
private based upon the language of the deed from Colony Holding. As a private road, if
someone wanted to use the road they would need to receive the permission/consent5 of the
property owner as the public in general may not use a private road.
A separate issue is maintenance of the road and liabilities for injuries/accidents on the road. The
City may accept the dedication without accepting maintenance of road or any liability, which is
how this firm recommends that the City accept the dedication. In the future,the City Council
3 Wells Fargo Bank acquired the rights to the Colony Roads from the Anglo-California Trust Company.
4 At the request of a few property owners,Wells Fargo Bank did quitclaim portions of the roads to
individual property owners. I have not seen any of these quitclaim deeds,but discussed this with Dennis
Law,attorney for Wells Fargo and he is going to provide copies to me of the deeds. He does not believe
that there is a significant number of these(probably less than 10). Wells Fargo Bank took the position
that their interest in the roads constituted a mere technical cloud on title,with any ownership interest in
them having been lost by either failure to pay property taxes or by implied dedication.
s Perhaps a better term would be to acquire a license,but even in the original deed the license was to be
granted by the owner of the road, Colony Holding Corporation,not the individual property owner.
805809.1
Memo
Page -3
• can determine whether to accept the roads (or some of them) into the city's road system, at which
point the City would be responsible for maintenance of the roads and potentially liable for any
injury/accidents on the roads.
ANALYSIS:
Public Roads
All roads that the public has a right to travel on,whether express or prescriptive, are"public
roads." However, not all "public"roads are county or city roads until they are accepted as such
by resolution. Although a road is a"public street" and subject to "public control"; it is not
necessarily maintained by the local governing entity. (61 Ca1.Atty.Gen.Ops. 466, 468 (1978).)
The general rule is that a city may not use city road funds for maintaining"public"roads other
than"city"roads. Accordingly, a city has no statutory duty to maintain public roads that have
not been accepted into the city highway system by resolution of the board of supervisors. There
are several ways that a road may become"public" including a dedication, a grant deed, a
prescriptive right or a common law dedication.
Wells Fargo Bank in 1993 made an offer of dedication of all of the public rights-of-way for road
purposes and incidental uses concerning all of the "roads" owned by the Bank. This is consistent
with the terms of the original grant deed executed by the original property owners, which
provided in part:
• Upon public dedication being made by the first party, such dedication shall
operate as a conveyance to the second party of the fee to the center of the
street or road upon which the above described land abuts and shall
constitute a part of the land hereby granted, subject, however to said
easements.
Upon the public dedication of the roads owned by Wells Fargo Bank(originally Colony Holding
Company),the property lines are extended to the centerline, and the public has an easement for
road purposes. Even in 1914,there was the provision that E.G. Lewis may transfer the roads to
another entity for public purposes. With this offer of dedication by Wells Fargo Bank,the
remainder of this memorandum will address how roads become"public"through dedication.
Dedication of Roads
A dedication is the application of private real property to a public use by the acts of its owner
which clearly manifest the intent that it be used for a public purpose. The property interest
dedicated may be either an easement or the fee title interest. The two methods of dedication are
statutory dedication and common law dedication. A statutory dedication is accomplished
through compliance with the specific requirements of a statute, such as by the recordation of a
map in substantial compliance with the Subdivision Map Act. A common law dedication
involves less formal requirements.
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In new subdivisions the offer of dedication is completed through the Subdivision Map Act.
However, the Legislature has adopted several specialized statutes for the commitment of private
land to public or quasi-public uses. Specifically, Government Code section 7050 provides in
pertinent part:
With the consent of the city, county, or city and county, as the case may be, an
irrevocable offer of dedication of real property for any public purpose, including,
but not limited to, streets,highways,paths, alleys, including access rights and
abutter's rights, drainage, open space, public utility or other public easements,
parks, or other public places, may be made pursuant to this section. Such offer of
dedication shall be executed, acknowledged, and recorded in the same manner as
a conveyance of real property. Such offer of dedication when recorded in the
office of the county recorder, shall be irrevocable and may be accepted at the time
the city council of the city within which such real property is located at the time
of acceptance, or . . . . .
Wells Fargo Bank made an offer of dedication,but the City has never accepted or rejected the
dedication. Once the offer is recorded, it is irrevocable and can be accepted by the city council at
any time. There is no provision for termination or revocation of the offer except by proceedings
in the same manner as for summary vacation of streets. The owner may specify the purpose of
the dedication in the recorded offer, and presumably the City would be restricted to this purpose.
An unaccepted offer under the statute would not lapse under the operation of the marketable title
• statutes, because it is not offered by recordation of a subdivision map.
A statutory offer of dedication may be accepted either formally(by a formal resolution of the
Council accepting the dedication) or informally(public use of the property or by some other
official government action). For an informal acceptance by some official government action,the
City must take some action, or assert some dominion or control over the property that recognizes
that it has been devoted to public uses. Normally this is accomplished by expending public
funds for the improvement or maintenance of the road. The courts have made a distinction
between"implied in fact dedication"which requires evidence of affirmative acts or acquiescence
of thero erty owner, andp
"implied in-law dedication,"which is established by continuous
P P
adverse public use of the property for the prescriptive period without substantial interference by
the owner.
A dedication offer may be accepted by the public use of the property without any formal action
by the City. When the offer to dedicate property is implied from the use of the property by the
public,the use must be adverse, open,notorious, continuous, and with knowledge of the owner.
When the use is sufficient to determine to show the owner's intent to offer the property for
dedication,the same use also show the public's acceptance of the offer.
When an offer to dedicate is found by a conveyance of the owner,by his or her recordation of a
map, or by reference to a recorded or unrecorded map in a deed,there is an"implied-in-fact"
dedication. When there is a dedication for public use without any affirmative acts by the owner,
• there is an"implied-in-law dedication. The courts look at the various surrounding circumstances
to find evidence of the owner's intent to dedicate property and element similar to those required
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• for a prescriptive easement must be proved in order to establish that there has been such a
dedication.
In this case, Wells Fargo Bank has made a statutory offer of dedication. The City has never
formally accepted the offer of dedication, and the question as to whether there was an acceptance
of the roads by the public would be a factual issue based on the unique circumstances of each
road. I recommend that the City formally accept the offer of dedication, subject to the roads not
being part of the City's road system. In this way, there will be no issue concerning the status of
the roads as"public" or"private." If the Council does not desire to accept the offer of
dedication,then the issue of the roads needs to be resolved road by road, depending on the use of
the road, any signs posted that they are private roads, etc. The language in the original deed
restriction in the early 20th century clearly contemplated that the roads would become public
upon dedication.
Maintenance of Roads
If the City accepts the dedication offer, the City does not necessarily assume the obligation of
maintenance. The City is not required to maintain any road or street until they have also been
formally included into the public road system. (Streets and Highway Code §§ 948, 1806;
Government Code § 66477.1.) Once the roads and streets have been accepted for dedication and
formally accepted as a part of the road system,the City assumes the affirmative duty of
maintenance. All of the property owners abutting the street have a right of ingress and egress
• across the dedicated streets, and they have a right to expect that their access will be cared for. If
the City fails to maintain and repair the streets after due notice, and the abutting property owner
loses access to property as a result, the private property owner is entitled to recover the damages
that result from this loss of access. (Clay v. City of Los Angeles 21 Cal.App.3d 577, 581-582
(1971).)
Once a street or road is accepted into the public street system, if the City fails to properly
maintain the dedicated property, the City will be liable for any injuries incurred as a proximate
result of a condition. The City may be initially be immune from liability for the design and
construction of the road, but will acquire liability if a dangerous condition is brought to its
attention and it fails to remedy the condition. (Government Code §§ 830.6, 831.)
Liability for Injury on Unaccepted Road
Streets and Highway Code § 1806 provides that the City is not liable for failing to maintain any
road until it has been accepted into the street system. No public or private street or road shall
become a City street or road until the City Council,by resolution, has caused the street or road to
be accepted into the City street system. Although the City has no liability for injury resulting
from the condition of roads not yet accepted into the public road system,the entity may be liable
for injuries in some cases where it has maintained the road. The City is only immune from
liability for roads it has actually maintained if the maintenance was not performed negligently
and the condition of the road is no more dangerous or unsafe than it was before the work
• commenced. (Government Code § 831.3; Matthews v. County of San Bernardino (1991) 233
Ca1.App.3d 1623, 1631-1634.) Government Code § 831.3 specifically provides:
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• Neither a public entity nor a public employee is liable for any injury occurring on
account of the grading or the performance of maintenance or repair on or
reconstruction or replacement of any road which has not been officially accepted
as a part of the road system under the jurisdiction of the public entity if the
grading, maintenance,repair, or reconstruction or replacement is performed with
reasonable care and leaves the road in no more dangerous or unsafe condition
than it was before the work commenced. No act of grading, maintenance,repair,
or reconstruction or replacement within the meaning of this section shall be
deemed to give rise to any duty of the public entity to continue any grading,
maintenance, repair, or reconstruction or replacement on any road not a part of the
road system under the public entity's jurisdiction. As used in this section
"reconstruction or replacement"means reconstruction or replacement performed
pursuant to Article 3 (commencing with Section 1160) of Chapter 4 of Division 2
of the Streets and Highway Code.
Simply stated, Section 1806 states that a city is not liable for failure to maintain unaccepted
roads,while Government Code section 831.3, states if public entities perform an act of
maintaining, grading or repairing unaccepted roads,they may be liable if the work is not done
with reasonable care and if the work leaves the road in a more dangerous or unsafe condition
than it was in before the work began. Government Code section 831.3 is basically a negligence
standard; i.e. the petitioner would have to establish that the City performed the work negligently.
However, this is a factual issue to be resolved by a jury, and could subject the City to a lawsuit to
• address whether the work was or was not performed negligently.
Therefore, if the City desires not to accept the street or road into the City's road system,the City
must ensure that it performs no work on the street or road in order to avoid any possibility of
being sued. This would include any maintenance, repairs, grading or reconstruction. Once the
City performs any work on the street or road, it may be subject to a lawsuit alleging that the work
was done negligently.
•
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