HomeMy WebLinkAboutPFA 2010-002RESOLUTION NO PFA 2010-002
am RESOLUTION OF THE ATASCADERO PUBLIC FINANCING
AUTHORITY AUTHORIZING THE ISSUANCE AND SALE OF LEASE
REVENUE BONDS TO FINANCE IMPROVEMENTS TO THE CITY OF
ATASCADERO'S HISTORIC CITY HALL AND THE ACQUISITION AND
DEVELOPMENT OF OTHER CAPITAL IMPROVEMENTS
THROUGHOUT THE GEOGRAPHIC BOUNDARIES OF THE CITY,
APPROVING FORM AND AUTHORIZING EXECUTION OF RELATED
DOCUMENTS AND APPROVING OFFICIAL ACTIONS
WHEREAS, the Atascadero Public Financing Authority (the "Authority") is a point
powers authority duly organized and existing under and pursuant to that certain Joint Exercise of
Powers Agreement, dated as of November 9, 2004, by and between the City of Atascadero (the
"City") and the Community Redevelopment Agency of Atascadero (the "Agency" and, with the
City, the "Members"), and under the provisions of Articles 1 through 4 (commencing with
section 6500) of Chapter 5 of Division 7 of Title 1 of the California Government Code (the
"Act"), and is authorized pursuant to Article 4 of the Act to borrow money for the purpose of
financing the acquisition of bonds, notes and other obligations of, or for the purpose of making
loans to, public entities, including the Members, and to provide financing for public capital
improvements of public entities, including the Members,
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WHEREAS, the City, working together with the Authority, proposes to undertake the
financing of improvements to the City's historic city hall and the acquisition and development of
other capital improvements throughout the geographic boundaries of the City (the "Project"),
WHEREAS, for such purposes, the Authority has determined to issue its Atascadero
Public Financing Authority Lease Revenue Bonds, 2010 Series A, in a principal amount not to
exceed $18,000,000 (the "Bonds"),
WHEREAS, the Bonds will be issued under the provisions of Article 4 (commencing
with section 6584) of the Act (the "Bond Law") and an indenture of trust (the "Indenture"), by
and between the Authority and The Bank of New York Mellon Trust Company, N.A., as trustee,
WHEREAS, in order to provide for the repayment of the Bonds, the Authority will lease
certain real property and improvements (the "Property") to the City pursuant to a lease agreement
(the "Lease Agreement") under which the City will agree to make lease payments to the
Authority from moneys in its General Fund and the City will budget and appropriate sufficient
amounts in each year to pay the full amount of principal of and interest on the Bonds,
WHEREAS, the Agency has agreed to reimburse the City for amounts paid from its
General Fund from tax increment revenues available to the Agency;
Public Financing Authority of Atascadero
Resolution No PFA 2010-002
Page 2 of 5
rr.r WHEREAS, as required pursuant to section 6586 5(a) of the California Government
Code, a public hearing has been held by the City Council of the City in connection with the
financing;
WHEREAS, the firm of Piper Jaffray & Co (the "Underwriter") has proposed to
purchase and underwrite the Bonds and has presented to the Authority a form of bond purchase
agreement for the Bonds, to be entered into among the Authority, the City and the Underwriter
(the "Bond Purchase Agreement"),
WHEREAS, a proposed form of official statement (the "Official Statement") describing
the Bonds, to be used in connection with the marketing of the Bonds by the Underwriter, has
been prepared and has been presented to the Authority;
WHEREAS, the Bonds will be issued as (i) bonds the interest on which is excluded from
gross income for purposes of federal income taxation ("Tax -Exempt Bonds"), or (n) bonds
designated as `Build America Bonds" (`Build America Bonds") under the provisions of the
American Recovery and Reinvestment Act of 2009, the interest on which is not excluded from
gross income for purposes of federal income taxation, or (in) both Tax -Exempt Bonds and Build
America Bonds,
WHEREAS, if any Bonds are issued as Build America Bonds, the Authority expects to
receive a cash subsidy payment from the United States Treasury equal to 35% of the interest
am payable on such Bonds,
WHEREAS, the determmation of whether to issue the Bonds as (i) Tax -Exempt Bonds,
(ii) Build America Bonds, or (iii) some combination thereof, will be made by a Designated
Officer (hereinafter defined) at or prior to the date of sale thereof; and
WHEREAS, this Board has duly considered such transactions and wishes at this time to
approve said transactions in the public interests of the Authority;
NOW, THEREFORE, BE IT RESOLVED, by this Board of Directors of the Atascadero
Public Financing Authority as follows
SECTION 1 Findings This Board hereby finds that significant public benefits will arise
from the financing in accordance with section 6586 of the California Government Code.
SECTION 2 Issuance of Bonds, Approval of Indenture. This Board hereby authorizes the
issuance of the Bonds under and pursuant to the Bond Law and the Indenture, and in multiple
series if the Bonds are issued as Tax -Exempt Bonds and Build America Bonds, for the purpose
of providing funds to finance the Project. The Authority hereby approves the Indenture, in the
form on file with the Secretary, together with any changes therein or additions thereto approved
by the Chair, the Vice Chair, the Executive Director or the Treasurer of the Authority (the
err "Designated Officers"), whose execution thereof shall be conclusive evidence of such approval.
Public Financing Authority of Atascadero
Resolution No PFA 2010-002
Page 3 of 5
tow The Designated Officers, each acting alone, are hereby authorized and directed for and in the
name and on behalf of the Authority to execute, and the Secretary is hereby authorized and
directed to attest, the final form of the Indenture for and in the name of the Authority The
Authority hereby authorizes the delivery and performance of the Indenture
SECTION 3 Approval of Site and Facility Lease This Board hereby approves a site and
facility lease, by and between the City and the Authority (the "Site and Facility Lease"), pursuant
to which the City will lease the Property to the Authority, to be leased back to the City pursuant
to the Lease Agreement, in the form on file with the Secretary, together with any changes therein
or additions thereto deemed advisable by any Designated Officer, whose execution thereof shall
be conclusive evidence of such approval. The Designated Officers, each acting alone, are hereby
authorized and directed for and in the name and on behalf of the Authority to execute, and the
Secretary is hereby authorized and directed to attest, the final form of the Site and Facility Lease
for and in the name of the Authority The Authority hereby authorizes the delivery and
performance of the Site and Facility Lease
SECTION 4 Approval of Lease Agreement. This Board hereby approves the Lease
Agreement, in the form on file with the Secretary, together with any changes therein or additions
thereto deemed advisable by any Designated Officer, whose execution thereof shall be conclusive
evidence of such approval. The Designated Officers, each acting alone, are hereby authorized and
directed for and in the name and on behalf of the Authority to execute, and the Secretary is
hereby authorized and directed to attest, the final form of the Lease Agreement for and in the
name of the Authority The Authority hereby authorizes the delivery and performance of the
Lease Agreement.
SECTION 5 Sale of the Bonds. This Board hereby approves the sale of the Bonds by the
Authority to the Underwriter, in multiple series if the Bonds are issued as Tax -Exempt Bonds
and Build America Bonds, pursuant to the Bond Purchase Agreement in substantially the form on
file with the Secretary, together with such additions thereto and changes therein as a Designated
Officer shall deem necessary, desirable or appropriate, the execution of which by the Authority
shall be conclusive evidence of the approval of any such additions and changes. The Designated
Officers, each acting alone, are hereby authorized and directed to execute the final form of the
Bond Purchase Agreement for and in the name and on behalf of the Authority upon the
submission of an offer by the Underwriter to purchase the Bonds, which offer is acceptable to a
Designated Officer and consistent with the requirements of this Resolution. The amount of
Underwriter's compensation for any Tax -Exempt Bonds shall not exceed $10 00 per $1,000 of
principal amount of the Tax -Exempt Bonds and the Underwriter's compensation for any Build
America Bonds shall not exceed $12 50 per $1,000 of principal amount of the Build America
Bonds
SECTION 6 Official Statement. This Board hereby approves, and hereby deems nearly
final within the meaning of Rule 15c2-12 of the Securities Exchange Act of 1934 (the "Rule"),
the preliminary official statement describing the Bonds (the "Preliminary Official Statement"), in
wre substantially the form on file with the Secretary The Designated Officers, each acting alone, are
Public Financing Authority of Atascadero
Resolution No PFA 2010-002
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aw hereby authorized and directed to execute an appropriate certificate stating the Authority's
determination that the Preliminary Official Statement is nearly final within the meaning of the
Rule Distribution of the Preliminary Official Statement in connection with the sale of the Bonds
is hereby approved. The Designated Officers, each acting alone, are hereby authorized and
directed to approve any changes in or additions to a final form of official statement (the "Final
Official Statement"), and the execution thereof by any Designated Officer shall be conclusive
evidence of approval of any such changes and additions The Authority hereby authorizes the
distribution of the Final Official Statement by the Underwriter The Final Official Statement shall
be executed in the name and on behalf of the Authority by any Designated Officer
SECTION 7 Official Actions. The Chair, the Vice Chair, the Executive Director the
Treasurer, the Secretary and all other officers of the Authority are each authorized and directed in
the name and on behalf of the Authority to make any and all assignments, certificates,
requisitions, agreements, notices, consents, instruments of conveyance, warrants and other
documents, which they or any of them might deem necessary or appropriate in order to
consummate any of the transactions contemplated by the documents approved pursuant to this
Resolution. Whenever in this Resolution any officer of the Authority is authorized to execute or
countersign any document or take any action, such execution, countersigning or action may be
taken on behalf of such officer by any person designated by such officer to act on his or her
behalf in the case such officer shall be absent or unavailable.
SECTION 8 Effective Date This Resolution shall take effect immediately
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On motion by Board Member Beraud and seconded by Board Member Kelley, the
foregoing Resolution is hereby adopted in its entirety on the following roll call vote
Public Financing Authority of Atascadero
Resolution No PFA 2010-002
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AYES Board Members Beraud, Clay, Kelley, O'Malley and Chairperson Fonzi
NOES None
ABSENT None
ADOPTED July 27, 2010
ATASCADERO PUBLIC
FINANCING AUTHORITY
By.
Roberta Fonzi, Ch erson
ATTEST
616A 1.14 � I
Marcia McClure Torgerson, C.M.0 ,
Board Secretary
APPROVED AS T FORM.
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Brian A. Pierik, Authority Counsel
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