HomeMy WebLinkAboutRDA Agenda Packet 041409CITY OF ATASCADERO
COMMUNITY REDEVELOPMENT AGENCY
AGENDA
Tuesday, April 14, 2009
REGULAR SESSION 6 00 P M
City Hall Council Chambers
6907 EI Camino Real
Atascadero, California
REGULAR SESSION 6 00 P M
ROLL CALL. Chairperson O'Malley
Vice Chairperson Kelley
Board Member Beraud
Board Member Clay
Board Member Fonzi
APPROVAL OF AGENDA. Roll Call
COMMUNITY FORUM (This portion of the meeting is reserved for persons wanting to
address the Board on any matter not on this agenda and over which the Board has
jurisdiction Speakers are limited to three minutes. Please state your name and
address for the record before making your presentation The Board may take action to
direct the staff to place a matter of business on a future agenda. A maximum of 30
minutes will be allowed for Community Forum, unless changed by the Board )
A. CONSENT CALENDAR (All items on the consent calendar are considered to
be routine and non -controversial by City staff and will be approved by one motion
if no member of the Agency Board or public wishes to comment or ask questions
If comment or discussion is desired by anyone, the item will be removed from the
consent calendar and will be considered in the listed sequence with an
opportunity for any member of the public to address the Agency Board
concerning the item before action is taken DRAFT MINUTES Agency meeting
draft minutes are listed on the Consent Calendar for approval of the minutes
Should anyone wish to request an amendment to draft minutes, the item will be
removed from the Consent Calendar and their suggestion will be considered by
the Agency Board If anyone desires to express their opinion concerning issues
included in draft minutes, they should share their opinion during the Community
Forum portion of this meeting )
1 Request for Transfer of Marketing Agreement by Carlton Hotel Inc. LLC
■ Fiscal Impact: None
■ Recommendation. Agency adopt the Draft Resolution approving the
transfer of the Marketing Agreement for downtown Atascadero and the
City of Atascadero from the Carlton Hotel Investments, LLC, to James E
Smith and Clifford Branch [Agency Counsel]
B PUBLIC HEARINGS None.
C MANAGEMENT REPORTS
1 Update on Colony Square and Loan Guarantee Agreements
■ Fiscal Impact: If the Board decides to invest in the Project, up to $1.5
million of Redevelopment Agency funds would be pledged
■ Recommendations. Agency -
1 Receive update on the Colony Square Project; and,
2 Approve as to form the Loan Guarantee Agreement between the
Atascadero Redevelopment Agency and Mission Community Bank,
and,
3 Approve as to form the Reimbursement and Indemnification
Agreement between the Atascadero Redevelopment Agency and
James Harrison and Peter Hilf, the owners of the Colony Square
project. [Executive Director]
BOARD ANNOUNCEMENTS AND REPORTS (On their own initiative, the Board
Members may make a brief announcement or a brief report on their own activities
Board Members may ask a question for clarification, make a referral to staff or take
action to have staff place a matter of business on a future agenda. The Board may take
action on items listed on the Agenda.)
D ADJOURNMENT TO CITY COUNCIL MEETING
ITEM NUMBER RA A-1
DATE 04/14/09
Community Redevelopment Agency of
Atascadero
Staff Report - Agency Counsel
Request for Transfer of
Marketing Agreement by Carlton Hotel Inc. LLC
RECOMMENDATION
Agency adopt the Draft Resolution approving the transfer of the Marketing Agreement
for downtown Atascadero and the City of Atascadero from the Carlton Hotel
Investments, LLC, to James E Smith and Clifford Branch
REPORT -IN -BRIEF
The Atascadero Community Redevelopment Agency (Agency) has received a request
from the Carlton Hotel Inc , LLC (Carlton) to transfer the Marketing Agreement entered
by the Agency and the Carlton on August 12, 2003 to James E Smith and Clifford
Branch The Draft Resolution attached to this staff report would approve the proposed
transfer
DISCUSSION
The Agency received a request from the Carlton for the Agency to consent to the
transfer of the Marketing Agreement for Downtown Atascadero and the City of
Atascadero, dated August 12, 2003 (Marketing Agreement), a true copy of which is
attached hereto
The proposed transfer is by the Carlton to James E Smith, Trustee of the James E
Smith Law Firm 401k Profit Sharing Plan as to an undivided 50% (Smith) and Clifford
Branch, Trustee of the Clifford Branch Trust dated January 11, 2006, as to an undivided
50% (Branch) (Smith and Branch are collectively referred to as Transferees)
ITEM NUMBER RA A-1
DATE 04/14/09
Paragraph 4 of the Marketing Agreement reads as follows
"4 Carlton Hotel shall not assign or transfer any interest in this contract whether
by assignment or novation to any person without the prior written consent of
Agency, which consent shall not be unreasonably withheld, conditioned or
delayed "
Billboards in the City of Atascadero are governed by Atascadero Municipal Code Title 9,
Chapter 15 entitled "Signs " Code Section 9-15 003(d)(1) prohibits billboards in the City
of Atascadero, subject to certain exemptions Code Section 9-15 003(c)(14) "Exempt
Signs" provides for an exemption from the billboard prohibition and reads as follows
"(14) Redevelopment Projects Any sign program approved and entered into by
the Community Redevelopment Agency so long as the program is otherwise
consistent with the General Plan of the City of Atascadero "
The Marketing Agreement was entered pursuant to the provisions of Atascadero
Municipal Code 9-15 003(c)(14) as a program of the Agency to market downtown
Atascadero and the City of Atascadero
If the Marketing Agreement is terminated for any reason, then the billboards referenced
in the Marketing Agreement must be removed as the billboards would no longer be an
authorized exemption to the prohibition on billboards unless there is another Agreement
entered by the Agency pursuant to Atascadero Municipal Code Section 9-15 003(c)(14)
ALTERNATIVES
The Agency could refuse to approve the proposed transfer if the Agency finds a
reasonable basis for refusing the request for transfer in which event direction should be
given to staff to return to the Agency with a draft Resolution denying the requested
transfer
FISCAL IMPACT
None
ATTACHMENTS
1 Current Marketing Agreement
2 Draft Resolution
Attachment 1
Ifte nimunity Redevelopment
Agenc of Atascadero
Contract i� 9;1 --14903
MARKETING AGREEMENT FOR DOWNTOWN ATASCADERO
and CITY OF ATASCADERO BETWEEN THE COMMUNITY
REDEVELOPMENT AGENCY OF ATASCADERO AND
CARLTON HOTEL INVESTMENTS, LLC.
This Agreement, ("Agreement") is made on & 4— , 2003 by and
between the Community Redevelopment Agency olkascadero ("Agency"), and Carlton
Hotel Investments, LLC, a California Limited Liability Company ("Carlton Hotel")
1 The term of this Agreement shall be for a period of fifteen (15) years, commencing on
/cl , 2003 (the "Initial Term"). Carlton Hotel shall have the option to
And the Initial Term for two (2) successive terms of seven (7) years each.
A. Termination. This Agreement may be terminated prior to the end of the then
existing term as follows
1 Upon the Carlton Hotel ceasing operation, unless this
Agreement is extended by mutual agreement of the parties,
2. Upon loss of State entitlements for Billboards one (1), two
(2) and three (3) and the subsequent removal or dismantling
of the above referenced billboards.
3 Termination of this Agreement shall be accompanied by
removal of billboard display materials promoting Downtown
Atascadero and the City of Atascadero
2. Agency appoints and designates Carlton Hotel as its agent to market Downtown
Atascadero and City of Atascadero through the use of three (3) -highway
advertising billboards within the city limits of the City of Atascadero
`"eommunity Redevelopment
Agency of Atascadero
Contract
3 Carlton Hotel, at its sole expense, shall obtain appropriate sites, obtain all
entitlements including but not limited to State and local permits, and provide for
the construction, maintenance and ownership and/or leasehold of three highway -
advertising billboards as described below -
A. Billboard #1 (Exhibit A) shall be constructed on property located at 2600 El
Camino Real located east of State Highway 101 The billboard sign faces shall
be a maximum of fourteen (14) feet in height, forty (40) feet in width, and the
structure shall be a maximum of thirty-five (35) feet in height. The
southbound sign face pursuant to Section 3.E below, shall contain a display
promoting the Carlton Hotel. The southbound face shall also include an
"extension/tag-on sign" to promote Downtown Atascadero and/or City of
Atascadero. Dimensions for the "extension/tag-on sign" shall be forty feet
wide by three feet high (40'x 3'). The northbound sign face shall be leased by
the owner for advertising pursuant to Section 3 G of this Agreement.
B Billboard #2 (Exhibit B) shall be constructed along State Highway 101 in the
southerly portion of the City on property located at 8981 La Lima Street. The
billboard sign faces shall be a maximum of fourteen (14) feet in height, forty
(40) feet in width, and the structure a maximum of thirty-five (35) feet in
height. The northbound sign face shall contain a display promoting the
Carlton Hotel. The northbound face shall also include an "extension/tag-on
sign" to promote Downtown Atascadero and/or City of Atascadero
Dimensions for the "extension/tag-on sign" shall be forty feet wide by three
feet high (40'x 3') The southbound sign face may be leased by the owner for
advertising pursuant to Section 3 G of this Agreement.
C Billboard #3 (Exhibit C) shall be constructed along State Highway 101 in the
northern portion of the City on property located at 1516 El Camino Real east
of Highway 101 The billboard sign faces shall be a maximum of fourteen
2
r.rver
Community Redevelopment
Agency of Atascadero
Contract
(14) feet in height, forty (40) feet in width, and the structure a maximum of
thirty-five (35) feet in height. The southbound sign face shall contain a
display promoting the Carlton Hotel. The southbound sign face shall also
include an "extension/tag-on sign" to promote Downtown Atascadero and/or
City of Atascadero. Dimensions for the city "extension/tag-on sign" shall be
forty feet wide by three feet high (40'x 3') The northbound sign face may be
leased by the owner for advertising pursuant to Section 3 G of this Agreement.
D The sign faces shall be maintained at all times in good condition, reasonable
wear and tear excepted, by Carlton Hotel at its sole expense and Carlton Hotel
shall change the signs and "extension/tag-on" signs periodically at its sole
expense. "Extension/tag-on" signs, if requested by Agency, shall be changed
no less than 4 times a year, and no more than 8 times a year to promote
Downtown Atascadero or City of Atascadero events and marketing
campaigns.
E. Carlton Hotel agrees not to allow any advertising of Tobacco, Pornography,
Profanity, and Alcoholic Beverages (except Wine, Winery Tasting Rooms or
Vineyards) on any sign face.
F Any illumination of signs shall be installed under the sign, diverted upward
and shall be confined to the billboard face(s) and shall not cause any glare to
vehicular traffic or other properties. Illumination systems shall be kept in
good working order at all times for dusk -to -dawn illumination.
K1
Community Redevelopment
Agency of Atascadero
Contract
G Prior to issuance of sign permits, Carlton Hotel shall provide certificates of
site control and consent by the owners of all sites to the termination provisions
of this agreement. The owners shall agree that they will be estopped from
asserting any right to maintain the billboards in the event of any default
described in paragraph 10 below
4 Carlton Hotel shall not assign or transfer any interest in this contract whether by
assignment or novation, to any person without the prior express written consent of
Agency, which consent shall not be unreasonably withheld, conditioned or
delayed.
5 Carlton shall indemnify, defend, and hold harmless the Agency, its officers,
officials, agents and employees from and against any and all claims, damages,
liability costs, losses, and expenses including without limitation to court costs and
reasonable attorney's fees arising out of or in connection with the Carlton Hotel's
negligent performance of work here under or its negligent failure to comply with
any of its obligations contained in this Agreement, except for any loss or damage
which was caused by the negligence or willful misconduct of the Agency
6 This Agreement may be amended only by a writing signed by each of the parties.
7 If any term or provision hereof shall be held invalid or unenforceable, the
remainder of this Agreement and any application of the terms and provisions
thereof shall not be affected thereby, but shall be valid and enforceable.
8 The waiver of any breach of any of the provisions of this Agreement by Agency
shall not be a continuing waiver or a waiver of any subsequent breach by Carlton
Hotel either of the same or any other provisions of this Agreement.
9 Time is of the essence of this Agreement
4
*AW W
Community Redevelopment
Agency of Atascadero
Contract
10 The express permission of the Community Redevelopment Agency of Atascadero
and the City of Atascadero for CARLTON Hotel Investments LLC to own,
operate and lease the aforementioned billboards is immediately revocable upon
any of the following events -
A. Failure by CARLTON Hotel Investments LLC to complete
construction of hotel project by December 31, 2004,
B Failure to open and operate hotel by April 30, 2005, or
C Closure of hotel, after opening, lasting longer than 6 months.
11 Miscellaneous Provisions.
A. The Carlton Hotel shall designate a project manager who at all
times shall represent the Carlton Hotel before the Agency on all matters relating
to this Agreement.
B The Carlton Hotel shall keep itself fully informed of, shall observe
and comply with, and shall use reasonable efforts to cause any and all persons,
firms or corporations employed by it or under its control to observe and comply
with, applicable federal, state, county and municipal laws, ordinances,
regulations, orders and decrees which in any material manner affect those
engaged or employed on the work described by this Agreement or the materials
used or which in any way affect the conduct of the work.
C Carlton Hotel shall not engage in unlawful employment
discrimination, which in any manner affect those engaged or employed on the
work described by this agreement. Such unlawful employment discrimination
includes, but is not limited to, employment discrimination based upon a person's
race, religious creed, color, national origin, ancestry, physical handicap, medical
condition, marital status, gender, citizenship or sexual orientation.
Community Redevelopment
Agency of Atascadero
Contract
D This Contract shall be interpreted and governed by the laws of the
State of California. Any action arising out of this Contract shall be brought in San
Luis Obispo County, California, regardless of where else venue may lie.
IN WITNESS WIIEREOF, the parties have executed this Agreement as of the
date first written above.
COMMUNITY REDEVELOPMENT
AGENCY of ATASCADERO
By.
_ 0& ,
Wade G McKinney, Executive I
rector
Date
APP VED AS F RM
B
Roy1rafy, City/Agen Counsel
ATTEST
By: O/U't
Marcia Torgerson, City Clerk
CARLTON Hotel Investments, LLC
Californ' Limited Liab 't ompany
By-
Title
yTitle
Date
Attachment 2
DRAFT RESOLUTION
A RESOLUTION OF THE CITY OF ATASCADERO
COMMUNITY REDEVELOPMENT AGENCY
APPROVING THE TRANSFER OF THE
MARKETING AGREEMENT FOR DOWNTOWN ATASCADERO
AND THE CITY OF ATASCADERO
THE ATASCADERO COMMUNITY REDEVELOPMENT AGENCY RESOLVES
AS FOLLOWS
SECTION 1 The Agency finds as follows
A. The Atascadero Community Redevelopment Agency (Agency) has received from
Carlton Hotel Investments, LLC (Carlton) a request for the Agency to consent to the
transfer of the Marketing Agreement for Downtown Atascadero and the City of
Atascadero, dated August 12, 2003 (Marketing Agreement), a true copy of which is
attached hereto as Exhibit "A", and hereby incorporated by this reference.
B The proposed transfer is by the Carlton to James E. Smith, Trustee of the James E.
Smith Law Firm 401k Profit Sharing Plan as to an undivided 50% (Smith) and Clifford
Branch, Trustee of the Clifford Branch Trust dated January 11, 2006, as to an undivided
50% (Branch) (Smith and Branch are collectively referred to as Transferees)
C Paragraph 4 of the Marketing Agreement reads as follows
"4 Carlton Hotel shall not assign or transfer any interest in this contract whether by
assignment or novation to any person without the prior written consent of Agency, which
consent shall not be unreasonably withheld, conditioned or delayed."
D Billboards in the City of Atascadero are governed by Atascadero Municipal Code
Title 9, Chapter 15 entitled "Signs"
E. Atascadero Municipal Code Section 9-15 003(d)(1) prohibits billboards in the City
of Atascadero, subject to certain exemptions
F Atascadero Municipal Code Section 9-15 003(c)(14) "Exempt Signs" provides for an
exemption from the billboard prohibition and reads as follows "(14) Redevelopment
Projects. Any sign program approved and entered into by the Community
Redevelopment Agency so long as the program is otherwise consistent with the General
Plan of the City of Atascadero "
G The Marketing Agreement was entered pursuant to the provisions of Atascadero
Municipal Code 9-15 003(c)(14) as a program of the Agency to market downtown
Atascadero and the City of Atascadero
H. If the Marketing Agreement is terminated for any reason, then the billboards
referenced in the Marketing Agreement must be removed as the billboards would no
longer be an authorized exemption to the prohibition on billboards unless there is another
Agreement entered by the Agency pursuant to Atascadero Municipal Code Section 9-
15 003(c)(14)
SECTION 2 The Agency hereby approves the proposed transfer of the Marketing
Agreement from the Carlton to Transferees
On motion by Board Member and seconded by Board
Member , the foregoing Resolution is hereby adopted in its entirety on
the following roll call vote
AYES
NOES
ABSENT
ADOPTED•
ATASCADERO COMMUNITY
REDEVELOPMENT AGENCY
Tom O'Malley, Agency Chairperson
ATTEST
Marcia McClure Torgerson, C.M.C.,
Board Secretary
APPROVED AS TO FORM.
Brian A. Pienk, Agency General Counsel
ITEM NUMBER RA C-1
DATE. 04/14/09
Community Redevelopment Agency of Atascadero
Staff Report - Executive Director
Update on Colony Square and Loan Guarantee Agreements
RECOMMENDATIONS
1 Receive update on the Colony Square Project; and,
2 Approve as to form the Loan Guarantee Agreement between the Atascadero
Redevelopment Agency and Mission Community Bank, and,
3 Approve as to form the Reimbursement and Indemnification Agreement between
the Atascadero Redevelopment Agency and James Harrison and Peter Hilf, the
owners of the Colony Square project.
DISCUSSION
One of the City's primary goals is to stimulate economic development, particularly in the
downtown area. Additionally, the Atascadero Community Redevelopment Agency is
focused on removing blight and improving economic conditions in the redevelopment
project area, particularly in the downtown zone One of the ways to encourage
development is to generate capital from banks and other sources that can be used to
develop commercial projects
On December 9, 2008, in an effort to encourage investment in downtown and create a
public-private partnership, the Community Redevelopment Agency Board directed staff
to begin discussions with Mission Community Bank and other community banking
partners in the area to guarantee/collateral ize loans for investment in major downtown
projects including Colony Square The staff report from this meeting is attached
(Attachment A) Since this time, staff has been actively working with local banks to
complete a guarantee program that would facilitate loans to the Colony Square project.
Update on the Colony Square Proiect
There has been much discussion over the past several months regarding the status of
the Colony Square Project (the "Project") To date, the Project continues to move
forward Building permits for the theater building are ready to be picked up and the road
and property maintenance agreements for the property are almost complete Over the
past several months, cost estimates for the Project have been reevaluated, and as
expected, costs have been reduced by hundreds of thousands of dollars The bulk of
work recently has been on securing funding through the loan approval process from
various community banks The approximately $9 5 million loan package has been
approved by Mission Community Bank and is currently being considered by Santa Lucia
Community Bank. Rabobank and Founder's Community Bank reviewed the loan and
chose not to participate at this time Staff has requested that Rabobank review the
project again Anita Robinson, CEO of Mission Community Bank, continues to inquire
with other banks to find a third bank partner Once a third bank partner is in place, the
Project will again return to the Agency Board for final approval of the guarantee
program Should a third bank partner not be found, the remaining two banks could
consider carrying the loan between the two of them or ask the Agency for a larger
guarantee Each of these scenarios may be unlikely Once financing is in place, the
Project will be ready to move forward and construction could be underway within one
month
How Does the Loan Guarantee Program Work and What Is Included in the Agreement?
The loan guarantee program is really quite simple and is very similar to the SBA 7a
program currently provided by the federal government. The theater building is currently
being appraised at approximately $13 million upon completion A construction loan of
approximately $9 5 million is needed to build the theater building and the adjacent retail
locations encompassed in the building In the current credit environment, banks are
unable to lend or have significant constraints on underwriting commercial special use
projects such as this Further, under normal underwriting criteria, a conventional
underwriting would provide a loan in the range of approximately $7 million By having
the agency pledge up to an additional $1 5 million as collateral or a "guarantee," the
loan amount can be brought up to approximately $8 5 million Another $1 million is
being provided by the banks for tenant improvements
Each of the proposed three banks participating would share the risk for the $8 million
portion of the loan to Colony Square LLC (the "Borrower") In essence, each bank
would provide approximately $3.2 million in funding therefore providing $9 5 million in
loan proceeds, but would only be risking $2 7 million in actual funds The risk regarding
the remaining $1 5 million would be assumed by the Agency The proposed program is
spelled out in the attached Loan Guarantee Agreement (Attachment B)
According to the agreement, an amount of up to $1 5 million would be pledged and
placed into an interest bearing deposit instrument preceding the drawdown of
construction funding for Colony Square and through the duration of the loan The funds
would ultimately only be at risk if the Project failed and the liquidation of pledged assets
were insufficient to cover the remaining loan balance As a construction loan, funds will
be released methodically as construction progresses and the entire $9 5 million would
only be fully loaned out at building and tenant improvement completion Consistent with
a SBA 7a Loan Guarantee, the agency would collect up to a 3 75% loan guarantee fee,
or $56,250 immediately upon funding of the loan The agency's total exposure is
capped at $1,500,000
Reimbursement and Indemnification Agreement
In preparing and negotiating the guarantee program with the banks, staff was mindful of
the Agency Board's direction to protect the agency and taxpayers as much as possible
While staff believes the aforementioned agreement achieves this, further protection can
be received by having the owners of the Borrower (James Harrison and Peter Hilf) sign
a Reimbursement and Indemnification Agreement. In essence, this agreement states
that if the Borrower defaults on the loan and the Agency is required to release some or
all of the $1,500,000 in pledged funds, then the borrowers must pay that amount back to
the Agency within 12 months plus 10% interest per annum The agreement further
provides that the Borrower and Mr Harrison and Mr Hilf are indemnifying the Agency
against claims arising from or related to the Project. Mr Harrison and Mr Hilf have not
yet commented on whether or not they would sign such an agreement.
Financial Analysis.
If the program moves forward, the redevelopment funds would need to be pledged to
collateralize the loans While the money would not be expended, it would be pledged
as a security and would be at risk should the loan fail to be paid per the loan agreement.
Construction of the theater will undoubtedly have a positive effect on the downtown
economy and will generate additional sales and property tax.
FISCAL IMPACT
If the Board decides to invest in the Project, up to $1 5 million of Redevelopment
Agency funds would be pledged
ATTACHMENTS
Attachment A. December 9, 2008 Staff Report on Loan Guarantee Program
Attachment B Loan Guarantee Agreement
Attachment C Reimbursement and Indemnification Agreement
Attachment A
ITEM NUMBER RA C-1
DATE 12/09/08
Community Redevelopment Agency of Atascadero
Staff Report - Executive Director
Public -Private Partnership Opportunity to
Encourage Downtown Investment
RECOMMENDATIONS
Agency -
Adopt the Draft Resolution declaring that a distressed economic environment
exists at 6905 EI Camino Real, and,
2 Direct staff to begin discussions with Mission Community Bank and other
community banking partners in the area to guarantee/col lateral ize loans for
investment in major downtown projects including Colony Square
DISCUSSION
Background. One of the City's primary goals is to stimulate economic development,
particularly in the downtown area. Additionally, the Atascadero Community
Redevelopment Agency is focused on removing blight and improving economic
conditions in the redevelopment project area, particularly in the downtown zone One of
the ways to encourage development is to generate capital from banks and other
sources that can be used to develop commercial projects In an effort to encourage
investment in downtown and create a public-private partnership, staff has been working
with local community banks to determine ways that agency resources can be leveraged
to spur investment. One of the tools available is to encourage loans that qualify under
the Community Reinvestment Act (CRA)
The CRA, passed by Congress in 1977, encourages financial institutions to help meet
their communities' needs through safe and sound lending practices and by providing
retail banking and community development services Federal regulators monitor
whether banks are fulfilling their CRA obligations
Mission Community Bank is certified by the Department of the Treasury as a
Community Development Financial Institution (CDFI) Staff has been working with
Mission Community Bank to put together a Community Development certified CRA -
qualifying loan consortium for large-scale development projects in the downtown
Because CRA loans may be more attractive to banks by helping them meet federal
requirements, promoting such loans could encourage investment. Colony Square
would be an example of this type of project. By adopting a resolution stating that a
property is currently in a state of "financial distress," and that "economic hardship"
exists, and as a result, a negative effect on the community is created, bank loans would
be eligible for CRA credit.
Analysis. Based on the fact that the Colony Square site currently sits, vacant, fenced
and underutilized, it likely would be a candidate for a Community Development/CRA
eligible loan if the City wanted to partner with community banks
Specific to Colony Square, the theater building is currently being appraised at $13
million A loan of approximately $9 million is needed to build the theater building and
the adjacent retail locations encompassed in the building In the current credit
environment, banks are unable to lend or have significant constraints on underwriting
commercial special use projects such as this Further, under normal underwriting
criteria, a conventional underwriting would provide a loan in the range of approximately
$7 to $7 5 million However staff believes these current barriers could be mitigated by•
• Community banks coming together to share the risk
• Banks receiving CRA credit
• The Redevelopment Agency guaranteed or collateralized a portion of the loan
If these elements existed, staff has been advised that the required loan funding might
be obtained to complete this project. If the Board chose to form a partnership with the
community banks in addition to adopting a resolution determining distress (Attachment
A), the City may need to pledge up to $1 5 million as collateral This money would be
pledged and would only be at risk if the Colony Square project failed and the liquidation
of remaining assets were insufficient to cover the remaining loan balance While
several details need to be worked out on how such a program might work, staff is
requesting direction of the Board on whether or not such a program would be
supported
If the Board supports this type of program, staff is requesting that the attached
resolution be adopted and that staff be given the authority to work with the local
community banks on downtown development projects, and immediately with Colony
Square Before agreeing to any type of loan program, the program will be brought back
to the Board
FINANCIAL ANALYSIS
If such a program is desired by the Board, redevelopment funds would need to be
pledged to collateralize the loans While the money would not be expended, it would be
pledged as a security and would be at risk should the loan fail to be paid per the loan
agreement. Should this situation arise, funding would be made available in the
Agency's general fund for this purpose and projects would need to be cancelled or
postponed
Construction of the theater will undoubtedly have a positive effect on the downtown
economy According to records obtained by the assessor's office, the parcel Colony
Square is located on currently has an assessed value of approximately $6,700,000 The
assessed value of the parcel when the Redevelopment Agency was formed was
$2,602,751 The Redevelopment Agency collects property tax increment on the
difference from the assessed value of the property today to the assessed value of the
property when the Agency was established This amount is $4,097,249 and results in an
estimated property tax increment payment of $26,000 for the Agency General Fund
The site is not generating sales tax or other revenues
Once the site is fully developed, the assessed value could be $40 million This number
appears consistent with the project cost. At an assessed value of $40 million, property
taxes would be approximately $440,000 Of this amount, the Redevelopment Agency
General Fund would receive approximately $255,000 According to a conceptual staff
analysis, taxable sales at the full site once built out are estimated to be $5 million
annually resulting in annual sales tax payments of $50,000
Based on these estimates, the net increase in taxes resulting from the development
could be as much as $305,000 per year These assumptions are based on full build -out
of the project only If only the theater is built, tax increment and sales tax will be less
however, the spillover effect on downtown will be significant.
FISCAL IMPACT
If the Board decides to invest in the Colony Square project or others, up to $1 5 million
of Redevelopment Agency funds would be pledged
ATTACHMENT
Attachment A Resolution of Determination
DRAFT RESOLUTION
A RESOLUTION OF THE CITY OF ATASCADERO COMMUNITY
REDEVELOPMENT AGENCY DETERMINING THAT A DISTRESSED
ENVIRONMENT EXISTS ON PROPERTY THAT HAS A NEGATIVE
FINANCIAL IMPACT ON THE COMMUNITY
WHEREAS, The Community Reinvestment Act, passed by Congress in 1977,
encourages financial institutions to help meet their communities' needs- through safe and sound
lending practices and by providing retail banking and community development services, and,
WHEREAS, certain properties within the Project area are economically distressed and
as a result of being unsightly, underutilized, or vacant, are having a negative impact on the
economic health and viability of the community; and,
WHEREAS, The property located at 6905 El Camino Real, known as the Colony Square
project site is currently vacant and underutilized, and,
WHEREAS, The property was formerly the location of restaurants, a bowling alley,
shops and professional services, all of which provided fobs and contributed to the economy and
tax base, and,
WHEREAS, The site currently is entitled to be a new entertainment center yet due a lack
of funding, it currently sits vacant at the community's mayor intersection, and,
WHEREAS, The Agency desires to see the site developed so it will once again
contribute to the overall financial health of the community and benefit the local community; and,
WHEREAS, The Agency understands that by determining by resolution that the site is
financially distressed and negatively impacting the community in its current state that funding
for future projects on the site may qualify for the Community Reinvestment Act therefore
making the site more attractive to banks and lending institutions, and,
WHEREAS, The purpose of this finding is to encourage banks to offer loans to the
project to encourage site development.
NOW, THEREFORE, The Community Redevelopment Agency of the City of
Atascadero, California, does determine that the property at 6905 El Camino Real is currently
contributing to the economic distress of the community, and lack of development is causing
negative economic impacts.
On motion by and seconded by , the
foregoing Resolution is hereby adopted on the following roll call vote
AYES
NOES
ABSTAINED -
ABSENT
ADOPTED
ATTEST
Marcia McClure Torgerson, C.M.0
Board Secretary
APPROVED AS TO FORM.
Brian A. Pierik, Agency Counsel
ATASCADERO COMMUNITY
REDEVELOPMENT AGENCY
, Board Chairman
Attachment B
LOAN GUARANTEE AGREEMENT
This agreement is made this _ day of , at San Luis Obispo, San Luis Obispo County,
California between Mission Community Bank (hereinafter "Bank") and the Community
Redevelopment Agency of the City of Atascadero (hereinafter "CRA") (collectively referred to
hereinafter as the "Parties")
WHEREAS, CRA wishes to support economic development activity in the City of Atascadero,
WHEREAS, CRA is willing to provide a loan guarantee to Bank in order to assist Colony Square
LLC, a California limited liability company, ("Borrower") in obtaining a construction loan for
the construction of a commercial project located in Atascadero, CA, and to induce Bank to make
a loan to Borrower Said loan being Loan No , evidenced by Promissory Noted
dated , (hereinafter "Loan") LOAN amount is Nine Million Five Hundred
Thousand Dollars ($9,500,000 00). (Copy of full Bank note is attached with referenced "Exhibit
I"
WHEREAS, Bank is willing to make the LOAN to Borrower in the LOAN amount on condition
that CRA guarantee payment of up to the first One Million Five Hundred Thousand Dollars
($1,500,000 00) of the outstanding balance of LOAN
NOW, THEREFORE the parties agree as follows
1 GUARANTEE: CRA shall guarantee payment of up to the first $1,500,000 00 of the LOAN
Outstanding Balance pursuant to the provisions of this Loan Guarantee Agreement.
"Outstanding Balance" is defined as the amount of principal, accrued interest and the cost of
administering the LOAN or collecting the debt, accrued interest shall not include interest that
otherwise would have accrued from the date of default, as that term is defined herein, until
expiration of the 90 day period following default. Guarantee to be in the form of a Time
Certificate of Deposit, or passbook savings account pledged to Bank and a Letter of Guarantee
signed by the CRA. The pledge of Time Certificate of Deposit, passbook savings account and
the signed Letter of Guarantee shall be delivered herewith.
2 LOAN GUARANTY FEE. Bank shall collect a loan guaranty fee for CRA of up to 3 75% of
the guarantee amount ($56,250 00) from Borrower that shall be distributed by Bank to the CRA
at closing. Bank may request a return of the loan guaranty fee upon cancellation of this
agreement prior to any disbursements being made to Borrower There will be no return of the
loan guaranty fee at any time after Bank has made disbursements of the guaranteed LOAN
3 DISTRIBUTION OF FEE AND INSTRUMENTS Bank shall immediately after closing
distribute the guaranty fee to the CRA and submit a copy of the executed note, settlement sheet,
and other instruments pertaining to the LOAN to CRA.
4 LOAN PROCESSING: Bank shall process such LOAN and take other actions consistent
with prudent closing practices required to fully protect and preserve the interests of both Bank
and CRA.
5 ADMINISTRATION OF LOAN Bank shall administer and service LOAN Bank will
collect an annual servicing fee of up to 0 494% of any remaining guarantee amount from the
Borrower and remit the same to CRA. Bank shall keep the CRA fully informed of all material
aspects of the servicing of the LOAN including any default by Borrower, information concerning
material changes to Borrower's financial condition and assets, and all other circumstances
bearing on the risk of nonpayment of the indebtedness and the nature, scope, and extent of those
risks
6 INSPECTION OF RECORDS CRA shall be entitled at any time with written notice to
examine and obtain copies of all notes, security agreements, instruments of hypothecation, and
all other agreements and documents, and any LOAN repayment records held by Bank which
relate to the LOAN made pursuant to this agreement.
7 LOAN STATUS REPORT Bank shall complete and forward to CRA a written quarterly
loan status report including but not limited to current status and repayment history of the LOAN,
as requested.
8 BANK ACTION Bank will obtain written approval of CRA prior to taking any of the
following actions a) renewal, compromise, extension, acceleration, or other change in the time
of performance of or other change in the terms of the obligation or any part thereof; b) taking and
holding security for the performance of this guarantee or the obligation guaranteed or exchange,
enforcement, waiver, or release of any such security; c) application of such security and direction
for the order or manner of sale thereof; d) release of Borrower
9 ASSIGNMENT Bank may not assign this guarantee in whole or in part without written
approval of CRA.
10 SUBSEQUENT LOANS Bank shall notify CRA of any loan or advance by Bank to
Borrower subsequent to this guaranteed LOAN Prior to such loan or advance Bank shall enter
into a written agreement with CRA providing for the application of collateral (or proceeds
realized therefrom) to the respective loans in the manner satisfactory to both parties.
11 PAYMENT CRA shall pay up to the full guaranteed amount to Bank within 60 days after
written notice by Bank that the Deed of Trust securing the LOAN has been foreclosed and the
proceeds realized from such foreclosure are insufficient to satisfy the LOAN in full. Bank shall
pursue and attempt to liquidate all available collateral securing the LOAN during the 60 day
period following such notice Payment of the guaranteed amount will not relieve the Bank of its
obligation to continue liquidating collateral on behalf of the CRA, however, if additional
liquidation expenses are incurred, Bank will be entitled to reimbursement of all such expenses
from the CRA according to the following formula. amount recovered for CRA divided by the
total amount recovered, multiplied by the additional liquidation expenses. For example, if CRA
received $15,000 out of $100,000 recovered, and $20,000 of additional litigation expenses were
incurred in the recovery, then the CRA's share of the expenses would be $3,000
[$15,000/$100,000 x $20,000 = $3,0001 Prior to the commencement of any legal/collection
liquidation action, Bank shall provide CRA with a written liquidation plan stating the type of
legal/collection action proposed and the estimated expense of such action and CRA must
authorize in writing the proposed action and expense on a timely basis.
12. WAIVER. CRA waives to the fullest extent permitted by law (a) any defense it may
acquire by reason of Bank's election of any remedy against it or borrower or both, including,
without limitation or election by Bank to exercise its rights under the power of sale in any Deed
of Trust securing the LOAN and the consequent loss by CRA of the right to recover any
deficiency from Borrower; (b) all rights and benefits under California Code of Civil Procedure
Sections 580a, and 726, to the extent these statutory Sections have any application.
13 LIMIT OF LIABILITY Liability of CRA to Bank under this loan guarantee agreement is
limited to the lesser of $1,500,000 00 or, if the Borrower has made any payments against the
Outstanding Balance, then an amount equal to $1,500,000 00 less the payments made by
Borrower
14 SUBROGATION Upon payment to Bank of guaranteed amount of LOAN, CRA shall
become subrogated to the extent of such payment to all rights which Bank had against Borrower,
except to the extent of a waiver of any such rights and except to the extent CRA elects to have
Bank liquidate collateral on behalf of the CRA pursuant to the provisions of Paragraph 11 of this
LOAN Guarantee Agreement.
15 DEFENSES CRA retains and may assert any and all defenses of Borrower in any action
brought against CRA to collect on the LOAN including any statute of limitations defense
16 ATTORNEY'S FEES In any action or proceeding brought by either party to enforce this
LOAN Guarantee Agreement or any provision hereof, the prevailing party shall be entitled to all
costs incurred and reasonable attorney's fees
IN WITNESS WHEREOF, Bank and CRA have caused this agreement to be duly executed on
the date first above written.
MISSION COMMUNITY BANK
DATED By -
Title
COMMUNITY REDEVELOPMENT AGENCY
OF THE CITY OF ATASCADERO
DATED By-
Title
y•
Title
Attachment C
REIMBURSEMENT AND INDEMNIFICATION AGREEMENT
(Atascadero, California)
This Reimbursement and Indemnification Agreement ("Agreement") is entered into as of
, 2009, by and between the COMMUNITY REDEVELOPMENT AGENCY
OF THE CITY OF ATASCADERO ("CRA"), as the indemnified party on the one hand, and
COLONY SQUARE LLC, a California limited partnership, JAMES M. HARRISON, an
individual ("Harrison"), and PETER F HILF, an individual ("Hilf '), collectively on the other
hand (collectively, "Indemnitors"), who for good and valuable consideration agree as follows
1 Recitals. This Agreement is made with reference to the following facts and
circumstances which the parties acknowledge to be true
(a) Pursuant to that certain Construction Loan Agreement dated as of
, 2009 (the "Loan"), by and between Mission Community Bank (the
"Lender") as lender, and Colony Square LLC (the "Borrower") as borrower [ need to confirm
exact name(s) of Borrower], Borrower is borrowing from Lender the principal amount of Nine
Million Dollars ($9,000,000 00) to be used for the construction of a commercial project located
at El Camino Real and Santa Ysabel in the City of Atascadero, California (the "Project") , all as
more particularly described in the Loan.
(b) In connection with entering into the Loan with Borrower, Lender has
required that CRA guarantee certain obligations of Borrower under the Loan and execute and
deliver to Lender a Loan Guarantee Agreement (the "Guaranty") in the form attached hereto as
Exhibit "A"
(c) Harrison and Hilf have material financial interests in Borrower and will
directly benefit from the making of the Loan, and Indemnitors ([Borrower], Harrison and Hilf)
all desire that CRA enter into, execute and deliver the Guaranty
(d) CRA is willing to enter into, execute and deliver the Guaranty provided
that Indemnitors agree to the matters contained in this Agreement, including, without limitation,
reimbursement and indemnification of CRA for any liability it may have under the Guaranty on
the terms provided in this Agreement, and as a material inducement to CRA to enter into,
execute and deliver the Guaranty, Indemnitors are willing to so agree and to so reimburse and
indemnify CRA.
2 Reimbursement. If CRA at any time or from time to time shall be obligated to
make, and actually does make, any payment pursuant to the terms of the Guaranty, whether
voluntarily, involuntarily or pursuant to any judgment or other court order ("Guaranty
Payment"), Indemnitors agree to pay to and reimburse CRA for the full amount of such Guaranty
Payment with interest at 10% per annum from the date of actual payment by CRA under the
terms of the Guaranty Such payment and reimbursement shall be made to CRA without
abatement, deduction, offset or counterclaim within twelve (12) months following the giving of
written notice by CRA to Indemnitors of the making of such Guaranty Payment; provided, that
the failure of CRA to give such notice shall not release Indemnitors from their obligation to pay
and reimburse CRA for the full amount of such Guaranty Payment. Such payment and
reimbursement shall be made to CRA at the address to which notices to CRA are to be given
pursuant to Section 8(a) of this Agreement. The obligations and agreements of Indemnitors
contained in this Section 2 shall survive the expiration or termination of the Guaranty
3 Indemnification. Indemnitors agree to indemnify and hold harmless CRA, its
present and future board members, officers, agents, servants and employees, and each of them,
against and from any and all claims, damages, losses, liabilities, judgments, costs and expenses
(including attorneys' fees and costs) which they, or any of them, may suffer or incur which arise
from, relate to or are connected with the Project or any payment by or liability of CRA under the
Guaranty Upon demand by any party indemnified pursuant to this Section 3 at any time,
Indemnitors agree to reimburse said party for any legal or other expenses incurred in connection
with investigating or defending against the foregoing. If any action, suit or proceeding arising
from any of the foregoing is brought against any party indemnified pursuant to this Section 3,
Indemnitors, to the extent reasonably determined by such party as necessary or advisable in order
to protect the rights of such party in connection with such action, suit or proceeding, will resist
and defend such action, suit or proceeding by counsel designated by CRA (which counsel shall
be reasonably satisfactory to Indemnitors) The indemnities and agreements of Indemnitors
contained in this Section 3 shall survive the expiration or termination of the Guaranty
4 Environmental Indemnity In addition to, and without limiting, the obligations of
Indemnitors under this Agreement, Indemnitors agree to indemnify and hold harmless CRA, its
present and future board members, officers, agents, servants and employees, and each of them,
against and from (a) any and all claims, actions, losses, liabilities, costs and expenses, including,
without limitation, all foreseeable and all unforeseeable consequential damages, directly or
indirectly arising out of the use, generation, storage or disposal of Hazardous Materials on or
about the Project by Colony Square LLC or any of it agents, employees, servants, contractors,
customers, guests or invitees, and (b) the cost of any required or necessary action, repair,
clean-up or detoxification and the preparation of any closure or other required plans to the full
extent that such action is attributable, directly or indirectly, to the use, generation, storage,
release, threatened release or disposal of Hazardous Materials on or about the Project by Colony
Square LLC or any of its agents, employees, servants, contractors, customers, guests or invitees.
As used herein, Hazardous Materials means any flammable explosives, radioactive materials,
asbestos, PCBs, hazardous waste, toxic substances or related materials, including, without
limitation, substances defined as "Hazardous Substances", "Hazardous Materials" or "Toxic
Substances" in the Comprehensive Environmental Response, Compensation and Liability Act of
1980, as amended, 42 U S C Section 9601, et seq , the Hazardous Materials Transportation Act,
49 U S C Section 1801, et seq , the Resource Conservation and Recovery Act, 42 U S C. Section
6901, et seq , the Toxic Substances Control Act, 15 U S C Section 2601, et seq , any other
federal, state or local law now or hereafter applicable to the Project; and in the rules and
regulations now or hereafter adopted or promulgated under or pursuant to any of said laws. The
provisions of this Section 4 shall survive the expiration or termination of the Guaranty
5 Obligations Absolute The obligations of Indemnitors hereunder are absolute and
unconditional, and shall not be affected, diminished, impaired nor released by reason of the
unenforceability or invalidity of the Loan or the existence of any defense to or right of offset res-
pecting payment or performance of the obligations under the Loan which Colony Square LLC or
its heirs, administrators, representatives, successors or assigns may now possess or hereafter
have, it being the express intent of the parties hereto that Indemnitors be obligated to provide
reimbursement, payment and indemnity as herein provided notwithstanding any such
unenforceability, invalidity, defense or right of offset, including but not limited to, (i) any
defense that may arise by reason of Lender's election of any remedy to enforce the Loan against
Borrower, including, without limitation an election by Lender to exercise its rights under the
power of sale in any Deed of Trust securing the Loan, (ii) any rights and benefits that may anse
in favor of Borrower under California Code of Civil Procedure Sections 580a, 580b, 580d, and
726, to the extent these statutory Sections may have any application, (iii) all rights and benefits
under Civil Code Section 2809 purporting to reduce a guarantor's obligation in proportion to the
principal obligation, or (iv) any defense based on any statute or rule of law that provides that the
obligation of a guarantor must be neither larger in amount or in any other respects more
burdensome than that of a principal.
6 Notices to CRA. Indemnitors shall immediately give to CRA a complete copy of
any notice given by Lender, or its successors or assigns, to Indemnitors, including, without
limitation, any notices of nonperformance or default with respect to the Loan, and a complete
copy of any notice given by Indemnitors, or any of them, to Lender, its successors or assigns
7 Guaranty Fee In consideration of and as a material inducement to CRA to enter
into, execute and deliver the Guaranty, and in consideration thereof, Indemnitors agree to pay the
Loan Guaranty Fee and annual servicing fee for the CRA's guarantee as specified in the
Guaranty ("Guaranty Fee") Payment of the Guaranty Fee shall be made without counterclaim,
abatement, deduction or offset. The obligations and agreements of Indemnitors contained in this
Section 7 shall survive the expiration or termination of the Guaranty
Mi,cel l an eons,
(a) Notices. All notices which any party is required or desires to give
hereunder shall be in writing and shall be deemed given when delivered personally or three (3)
days after mailing by registered or certified mail (return receipt requested) to the following
address or at such other address as the parties may from time to time designate by written notice
in the aforesaid manner -
If to CRA.
Community Redevelopment Agency
City of Atascadero
Atascadero, CA 93422
Attention
If to Indemnitors
(b) BindingEffect. ffect. This Agreement shall be binding upon and inure to the
benefit of each party to this Agreement and their respective heirs, administrators, representatives,
successors and assigns, provided, that Indemnitors shall not assign any of their rights or obliga-
tions under this Agreement.
(c) No Waiver; Remedies Cumulative No failure or delay by CRA in
exercising any remedy, right, power or privilege under or with respect to this Agreement shall
operate as a waiver of such remedy, right, power or privilege, nor shall any single or partial
exercise of any such remedy, right, power or privilege preclude any other or further exercise of
such remedy, right, power or privilege, or the exercise of any other remedy, right, power or privi-
lege No remedy, right, power or privilege of CRA under or with respect to this Agreement is
intended to be exclusive of any other such remedy, right, power or privilege of CRA but each
shall be cumulative and in addition to every other such remedy, right, power or privilege of CRA
and each may be exercised concurrently or independently from time to time and as often as may
be deemed expedient by CRA.
(d) Amendment. The terms and provisions of this Agreement may not be
amended, modified or waived, except by an instrument in writing signed by the parties.
(e) Entire Agreement. This Agreement constitutes the entire agreement of the
parties with respect to the subject matter hereof and supersedes all prior or contemporaneous
agreements, whether written or oral, with respect thereto
(f) Severability If any term, provision, covenant or condition of this
Agreement is held by a court of competent jurisdiction to be invalid, void or unenforceable, the
remainder of the provisions of this Agreement shall remain in full force and effect and shall in no
way be affected, impaired or invalidated.
(g) Late Payment. Any amounts required to be paid to CRA hereunder which
are not paid when due shall bear interest from the date due until actually paid at the rate of ten
percent (10%) per annum.
(h) Attorneys' Fees and Costs. In addition to the amounts to be reimbursed
under this Agreement, Indemnitors jointly and severally agree to pay reasonable attorneys' fees
and all other costs and expenses incurred by CRA in enforcing this Agreement in any action or
proceeding ansing out of, or relating to, this Agreement.
(i) Construction and Interpretation of Agreement. The parties agree that this
Agreement was jointly prepared through negotiations of the parties and the provisions of the
Agreement are not to be strictly or liberally construed for or against any of the parties. The titles
to the sections and subsections of this Agreement are inserted for convenience only and are not a
part of this Agreement and shall have no effect upon the construction or interpretation of any part
of this Agreement. This Agreement shall be governed by and construed in accordance with the
substantive and procedural laws of the State of California.
0) Counterparts. This Agreement may be executed in any number of
counterparts, each of which shall be an original, but all of which taken together shall constitute
but one and the same instrument.
(k) Joint and Several Obligations. Each and all of the agreements, obligations
and liabilities of Indemnitors hereunder are point and several
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date
first above written.
COLONY SQUARE LLC COMMUNITY REDEVELOPMENT
AGENCY OF THE CITY OF ATASCADERO
Utz
(Print Name)
(Print Name)
(Print Title)
(Print Title)
JAMES M. HARRISON
PETER F HILF